Webcast – Advisers Act Regulatory Series: 2018 Fourth Quarter Update

Eversheds Sutherland (US) LLP
Contact
On December 6, please join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Issa Hanna, Bria Adams and Ben Marzouk for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:

The SEC staff’s cash solicitation See more +

On December 6, please join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Issa Hanna, Bria Adams and Ben Marzouk for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:

The SEC staff’s cash solicitation alert

Preparing for your firm’s 2019 ADV update

Update on fiduciary duty initiatives

GIPS 2020

Exam and enforcement developments

A look ahead: The 2019 regulatory agenda See less -

Embed
Copy

Other MultiMedia by Eversheds Sutherland (US) LLP

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Eversheds Sutherland (US) LLP | Attorney Advertising

Written by:

Eversheds Sutherland (US) LLP
Contact
more
less

Eversheds Sutherland (US) LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide