[Webinar] FINRA 2019: A Look Back, and Thoughts About What Lies Ahead - December 4th, 2:00 pm ET

Ulmer & Berne LLP
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Title: FINRA 2019: A Look Back, and Thoughts About What Lies Ahead

Date: Wednesday, December 04, 2019

Time: 02:00 PM Eastern Standard Time

Duration: 1 hour

Please click here to register.

Michael Gross and Alan Wolper will discuss outside business activities, the 2019 report of exam findings and observations, and internal changes at FINRA.

Speakers:

Michael A. Gross
Partner

Alan M. Wolper
Partner

Please click here to register.

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Ulmer & Berne LLP
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