[Webinar] FINRA 2019: A Look Back, and Thoughts About What Lies Ahead - December 4th, 2:00 pm ET

Michael Gross, Alan Wolper
UB Greensfelder LLP
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Title: FINRA 2019: A Look Back, and Thoughts About What Lies Ahead

Date: Wednesday, December 04, 2019

Time: 02:00 PM Eastern Standard Time

Duration: 1 hour

Please click here to register.

Michael Gross and Alan Wolper will discuss outside business activities, the 2019 report of exam findings and observations, and internal changes at FINRA.

Speakers:

Michael A. Gross
Partner

Alan M. Wolper
Partner

Please click here to register.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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