K2 Integrity

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845 Third Avenue
New York, NY 10022, United States
Phone: 212.694.7000
Areas Of Practice
  • Ethics & Compliance
  • Financial Services
  • Intellectual Property
  • Investigation Services
  • Trial Consulting
Locations
Other U.S. Locations
  • California
  • D.C.
  • Illinois
  • New York
Other Countries
  • Switzerland
  • United Kingdom

Transaction Monitoring and Risk Mitigation Strategies for Global Supply Chains

Between export bans and the numerous entities and individuals now restricted from transacting in the global economy, organizations worldwide must evaluate the legal, reputational, and cybersecurity impacts on their supply chain…more

Anti-Money Laundering, Asset Freeze, Cybersecurity, Department of Justice (DOJ), Due Diligence

See all updates »

Russia Sanctions: 2022 Review and 2023 Outlook

On 18 January 2023, K2 Integrity hosted a webinar to review the multifaceted set of sanctions and trade controls imposed in response to Russian aggression in 2022 and to discuss what is expected in 2023..…more

Anti-Money Laundering, Economic Sanctions, Export Controls, Oil Prices, Risk Management

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Digging Deeper Podcast Episode 2: Tales Of Corporate Scams, Frauds, And A Stolen Dali

When it comes to scams and frauds, it's not just individuals at risk, but also companies. In Episode 2 of Digging Deeper, Chris Morgan Jones interviews Jordan Arnold about corporate scams, and they even discuss cracking the case…more

Cyber Crimes, Cybersecurity, Data Privacy, Data Protection, Fraud

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Revisions to China’s Counterespionage Law and Accompanying Raids on Foreign Businesses Heighten Risks for International Investors and MNCs

Chinese lawmakers approved revisions to the country’s counterespionage law on 23 April 2023, broadening the definition of spying and banning the transfer of any information related to national security interests (which are not…more

CFIUS, China, Cybersecurity, Economic Sanctions, Espionage

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Integrity Matters: AML Trends for 2022

On the latest episode of the Integrity Matters podcast, host Tom Fox sits down with Koby Bambilia, K2 Integrity Managing Director, to discuss anti-money laundering (AML) trends to watch in 2022. Regulators will be expecting…more

Anti-Money Laundering, Banking Sector, Banks, Digital Assets, Financial Institutions

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Cryptoassets and the Premier League: Are the Premier League and Its Member Clubs Protecting Fans’ Interests?

The Collins Dictionary word of the Year for 2021 was NFT (Non-Fungible Token), defined as “a unique digital certificate, registered in a blockchain, that is used to record ownership of an asset such as an artwork or a…more

Blockchain, Cryptoassets, Due Diligence, Fantasy Sports, Fédération Internationale de Football Association (FIFA)

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The New Corporate Offense of Failing to Prevent Fraud: A Game Changer, or Only Part of the Answer?

The Economic Crime and Corporate Transparency Bill is to introduce new powers for UK authorities to prosecute organizations for failing to prevent fraud committed by their agents, or employees. Championed as a “game changer” in…more

Abuse of Power, Accounting Fraud, Anti-Fraud Provisions, Failure To Disclose, False Statements

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[Webinar] Ask an Expert FINQuiry on High-Risk Banking - May 27th, 10:00 am - 11:00 am ET

Join DOLFIN on Thursday, 27 May 2021, at 10 AM ET for DOLFIN’s “Ask an Expert FINQuiry” webinar, for a discussion with K2 Integrity’s financial crimes compliance professionals on the impact of ongoing developments in the…more

Banking Sector, Banks, Digital Assets, Financial Crimes, Financial Institutions

See all updates »

Why The Need for Human Investigators Will Always Exist

The world of business intelligence and corporate investigations has not been left untouched by the unstoppable march of technological innovation. Today’s investigations benefit greatly from technology-driven solutions to the…more

Artificial Intelligence, Beneficial Owner, Business Intelligence Technology, Corporate Investigations, Corporate Records

See all updates »

Revisions to China’s Counterespionage Law and Accompanying Raids on Foreign Businesses Heighten Risks for International Investors and MNCs

Chinese lawmakers approved revisions to the country’s counterespionage law on 23 April 2023, broadening the definition of spying and banning the transfer of any information related to national security interests (which are not…more

CFIUS, China, Cybersecurity, Economic Sanctions, Espionage

See all updates »

Applying Expensive Lessons Learned: The Importance of an Effective Sanctions Compliance Program

For international businesses, the costs of a weak sanctions compliance program can be steep, impacting both a company’s reputation and its bottom line. This year alone, the Treasury Department’s Office of Foreign Assets Control…more

Audits, Cooperative Compliance Regime, Deferred Prosecution Agreements, Economic Sanctions, Employee Training

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Looking Forward: AML/CFT Expectations in the Biden Administration

The Anti-Money Laundering Act of 2020 (AML Act) serves as the starting point for financial institutions and companies looking to understand what to expect from the Biden administration with respect to anti-money…more

AML/CFT, Anti-Money Laundering, Beneficial Owner, Biden Administration, Corruption

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Digging Deeper Episode 10: Misguided or Misconduct? Understanding Bad Behavior in the Corporate World

Why do good people do bad things? Why would someone put an otherwise stellar reputation on the line for a few moments of gain? Bob Brenner dives in to decode this behavior with Richard Girgenti, a leading authority on ethics and…more

C-Suite Executives, Corporate Crimes, Corporate Culture, Corporate Fraud, Corporate Governance

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Opportunities, Risks, and Compliance in the Digital Assets Space

On 14 September 2022, K2 Integrity hosted a webinar on considerations in the digital assets space. K2 Integrity Board Member Christopher Brummer and AML/CFT experts Mariano Federici and Alex Levitov discussed the current digital…more

AML/CFT, Bank Secrecy Act, Basel Committee on Banking Supervision (BCBS), Blockchain, Capital Controls

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Digging Deeper Episode 4: Public Sector Lessons for the Corporate Investigator

What changes when an investigator leaves the public sector and joins the private sector? For Brian Cairl, senior managing director and director of investigations of the Americas, his toolkit from his time in law enforcement…more

Corporate Crimes, Corporate Investigations, Criminal Investigations, Enforcement Actions, Public Sector

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Construction Safety: How Robust Compliance Programs Can Ensure Worker Safety

With construction less impacted by the COVID-19 pandemic, and with a large number of projects in progress across the country, the industry is seeing a rebound in construction activity. This increase in activity, however, means…more

Compliance, Construction Contracts, Construction Industry, Construction Project, Enforcement

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The COVID-19 Vaccine is Here. What Does That Mean for Counterfeiting?

As the COVID-19 vaccine sees imminent, large scale release in jurisdictions around the world, pharmaceutical manufacturers are faced with the complex challenge of a coordinated global roll out. There is little question that this…more

Biotechnology, Coronavirus/COVID-19, Counterfeit Goods Regulation, Infectious Diseases, Life Sciences

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Mobile Sports Gambling and Sports Betting Risks

Gambling is an industry that, like it or not, is inherently associated with risk. In fact, its very existence is based on participants willing to take chances with (usually) their own hard-earned money. These truths, as well as…more

Anti-Money Laundering, Bank Secrecy Act, Casinos, Due Diligence, FinCEN

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Mitigating The Risks Of Introducing Name, Image, And Likeness Rights In College Athletics

In the world of college athletics, the introduction of name, image, and likeness (NIL) rights on 1 July 2021 revolutionized the landscape for student-athletes, presenting new challenges and opportunities for student-athletes…more

Alston v NCAA, Brand, Clawbacks, College Athletes, Compensation

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SPACs and Sanctions: Due Diligence Considerations

Economic sanctions have been increasingly used by countries and international organizations as a tool of foreign policy and national security. This increase in the use of sanctions, particularly by the U.S. Department of the…more

Audits, Contractual Safeguards, Due Diligence, Economic Sanctions, Foreign Policy

See all updates »

The Regional Impact of Covid-19 on Corruption

Corruption can manifest in many different forms, including cronyism, embezzlement, extortion, and bribery, and taints industries and jurisdictions arounds the world on a daily basis. It slows economic growth, thwarts…more

Anti-Corruption, Bribery, Coronavirus/COVID-19, Corruption, Embezzlement

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Post-COVID Financial Crimes Strategy: Tangible Solutions for Evolving Threats

From January 11 to 13, K2 Integrity’s experts participated in several panels at the ABA/ABA Financial Crimes Enforcement Conference. Below is an overview of insights delivered by Ray Dookhie in a session on Post-COVID Financial…more

Anti-Money Laundering, Bank Fraud, Coronavirus/COVID-19, False Claims Act (FCA), Financial Crimes

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Post-Pandemic Era: Understanding the CHIPS and Science Act of 2022 and Its Impact on the Construction Industry

The COVID-19 pandemic created unprecedented challenges in technology, with the demand for equipment increasing dramatically as the world quickly transitioned into remote operations. During this time, the United States’…more

Bid Protests, Compliance, Construction Industry, Coronavirus/COVID-19, Environmental Policies

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Future Focused: Build and Sustain a Great Training Program

A robust learning and development program is a must-have in today’s environment. Upskilling and cross-training employees not only sets them up for success in their current and future roles, but it ultimately drives companywide…more

Assessment, Business Development, Employee Retention, Employee Training, Leadership

See all updates »

Sanctions Against Russia: The Week in Review - June 2022

As part of K2 Integrity’s commitment to monitor and provide insights into the evolving global sanctions campaign against Russia, we have reviewed and summarized recent developments since our last update on 13 May…more

Asset Freeze, Economic Sanctions, EU, Executive Orders, General Licenses

See all updates »

FINCast Ep. 39 – State of Russia Sanctions Two Years After the Invasion

On FINCast Episode 39, Juan Zarate sits down with K2 Integrity’s Katya Hazard and Amir Fadavi to discuss the state of Russia-related sanctions and to explore what has worked and what may require further coordinated efforts to…more

Economic Sanctions, Export Controls, FinCEN, National Security, Russia

See all updates »

[Webinar] Apalancamiento del poder de la inteligencia artificial y el aprendizaje federado en la gestión del riesgo de fraude y delitos financieros - October 16th, 9:30 am PT

Con la rápida adopción y expansión de la inteligencia artificial (IA), nunca ha sido más importante que las empresas y las jurisdicciones sean conscientes del potencial de la IA y cuenten con una estrategia para aprovechar esta…more

AML/CFT, Artificial Intelligence, Financial Crimes, Financial Institutions, Financial Services Industry

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In a Red-Hot Deal Market, Due Diligence Is More Important Than Ever

Driven by mega-deals and a healthy spike in U.S. mergers and acquisitions (M&A) transactions, thus far 2019 has been an exceptionally active year in the global M&A market. Through the end of Q3 2019, deal volume reached $2.49…more

Complex Corporate Transactions, Corporate Liability, Corporate Misconduct, Due Diligence, Merger Agreements

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[Webinar] Ask an Expert FINQuiry on High-Risk Banking - May 27th, 10:00 am - 11:00 am ET

Join DOLFIN on Thursday, 27 May 2021, at 10 AM ET for DOLFIN’s “Ask an Expert FINQuiry” webinar, for a discussion with K2 Integrity’s financial crimes compliance professionals on the impact of ongoing developments in the…more

Banking Sector, Banks, Digital Assets, Financial Crimes, Financial Institutions

See all updates »

What to Look for When Choosing an Asset Tracing Investigator

After years of litigation, your company has secured a judgement that your opponent will not pay. Your borrowers have defaulted, and the value of the collateral has collapsed. Your predecessor in government robbed the state…more

Asset Protection, Asset Recovery, Asset Tracing, Commercial Litigation, Forensic Accounting

See all updates »

Anticipated Executive Order Likely to Expand Regulations and Limit Investment Abroad

Scrutiny over investment security continues to grow, with an accelerated policy and regulatory debate occurring in the United States regarding the imposition of novel outbound investment notification and review requirements…more

Artificial Intelligence, CFIUS, China, Due Diligence, Executive Orders

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Sanctions Against Russia: The Week in Review

The Week in Review delivers the impact and analysis for the public, private, and non-governmental sectors from our daily reporting of the evolving global sanctions campaign against Russia. This week, we reviewed the recent…more

Asset Freeze, Belarus, Biden Administration, Bureau of Industry and Security (BIS), Economic Sanctions

See all updates »

Political Crisis in Spain

Following the 1 October referendum on the independence of Catalonia and the national police’s actions to prevent the referendum—which many viewed as both disproportionate and ineffective—the president of the Generalitat of…more

Business Continuity Plans, Capital Markets, EU, Financial Markets, Policies and Procedures

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Asset Tracing and Corporate Intelligence Techniques: What Financial Institutions Can Do to Prevent Evasion of the Sanctions Against Russia

On 16 March 2022, K2 Integrity hosted our second webinar in our series on the evolving sanctions against Russia and what it means for global markets and businesses. This article summarizes the key points and analysis from the…more

Asset Tracing, Australia, Digital Assets, Economic Sanctions, Energy Sector

See all updates »

FINCast Ep. 39 – State of Russia Sanctions Two Years After the Invasion

On FINCast Episode 39, Juan Zarate sits down with K2 Integrity’s Katya Hazard and Amir Fadavi to discuss the state of Russia-related sanctions and to explore what has worked and what may require further coordinated efforts to…more

Economic Sanctions, Export Controls, FinCEN, National Security, Russia

See all updates »

Making Connections: Social Media’s Role in the Modern Investigation

With stay at home orders causing an upsurge in social media usage, the ability to navigate the variety of online platforms and identify, detect, and assess risk has never been more important for professional investigators…more

Anonymity, Data Profiling, Harassment, Investigations, Online Platforms

See all updates »

Asset Tracing and Corporate Intelligence Techniques: What Financial Institutions Can Do to Prevent Evasion of the Sanctions Against Russia

On 16 March 2022, K2 Integrity hosted our second webinar in our series on the evolving sanctions against Russia and what it means for global markets and businesses. This article summarizes the key points and analysis from the…more

Asset Tracing, Australia, Digital Assets, Economic Sanctions, Energy Sector

See all updates »

Digging Deeper Episode 5: Varsity Blues

The headlines from Operation Varsity Blues dominated the news cycle for months – but what happened in higher education after the news trucks left campus?…more

Bribery, College Admissions, Colleges, Corruption, Criminal Investigations

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Statement on the Purpose of a Corporation: 733 Days Later

Two years ago, in the before times—before the pandemic, before a painful period of racially charged protests and clashes, before the January 6 attack on the Capitol—a group of nearly 200 chief executives, all members of the…more

Board of Directors, Campaign Contributions, Climate Change, Corporate Governance, Diversity and Inclusion Standards (D&I)

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More U.S. Scrutiny of China-Related Investments and Exposure: White House Executive Order Signals Enhanced Scrutiny for Foreign Investments in the United States and Continued Concern for Supply Chain Security

The U.S. government continues to increase scrutiny over certain foreign investments in the United States and critical supply chain security. On 15 September 2022, President Biden signed the “Executive Order on Ensuring Robust…more

CFIUS, China, Cybersecurity, Executive Orders, Export Control Reform Act (ECRA)

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Why Procurement Processes Still Matter During a Pandemic

For government and private institutions, the COVID-19 pandemic has meant acting quickly—so quickly, in fact, that companies run the risk of inadvertently setting aside traditional risk prevention procedures in an effort to…more

Coronavirus/COVID-19, Counterfeiting, Fraud, Goods or Services, Medical Supplies

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Pursuing the ‘Con Queen of Hollywood’

K2 Integrity associate managing director Nicoletta Kotsianas has been the driving force behind the identification of an international scam artist and a critical ally of law enforcement in its pursuit of the perpetrator—initially…more

FBI, Film Industry, High Net-Worth, Identity Theft, Movies

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Relief After The Storm: Volunteer Efforts Make A Difference

From hurricanes Harvey to Irma, Maria and Nate, how nongovernmental organizations, private enterprise, local groups, and transported not-for-profits help to make the system work…more

American Red Cross, Charitable Donations, Charitable Organizations, Charitable Purpose, Disaster Aid

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Digging Deeper Episode 6: One-on-One with Jules Kroll

Jules Kroll is widely credited as the founder of the modern corporate investigations industry, and this episode goes behind the scenes of Jules’ career…more

Corporate Crimes, Corporate Investigations, Criminal Investigations, Enforcement Actions, White Collar Crimes

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[Webinar] Earthquakes in Syria and Turkiye: Safeguarding Urgently Needed Charitable Assistance - March 14th, 10:00 am - 11:00 am ET

On 6 February 2023, a magnitude 7.8 earthquake hit southern Turkiye and northern Syria. The earthquake and subsequent aftershocks devasted a region already destabilized by one of the world’s largest humanitarian crises. This…more

Charitable Donations, Earthquakes, Economic Sanctions, Humanitarian Assistance, Natural Disasters

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Is Your AML Program Up to the Task?

Fulfilling today’s requirements for anti-money laundering and counterterrorism financing/sanctions compliance is no easy task for financial institutions. …more

AML/CFT, Anti-Money Laundering, Bank Secrecy Act, Banking Sector, BSA/AML

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Proposed Rule to Impose Anti-Money Laundering Requirements on Investment Advisers

On 13 February 2024, the Financial Crimes Enforcement Network (FinCEN) issued a groundbreaking Notice of Proposed Rulemaking (NPRM) to combat illicit finance and national security threats in the investment adviser sector. The…more

AML/CFT, Anti-Money Laundering, Bank Secrecy Act, China, Corruption

See all updates »

SPACs and Sanctions: Due Diligence Considerations

Economic sanctions have been increasingly used by countries and international organizations as a tool of foreign policy and national security. This increase in the use of sanctions, particularly by the U.S. Department of the…more

Audits, Contractual Safeguards, Due Diligence, Economic Sanctions, Foreign Policy

See all updates »

SEC’s New Cyber Disclosure Rule: Challenges, Consequences, And Compliance

The U.S. Securities and Exchange Commission’s (SEC) impending cyber disclosure rule, slated to commence on 15 December 2023, underscores an imperative shift towards a more transparent and accountable cybersecurity posture for…more

Compliance, Cyber Attacks, Cyber Incident Reporting, Cybersecurity, Data Integrity

See all updates »

Sanctions Against Russia: Recent Developments - May 2023

K2 Integrity delivers information and analysis on recent developments related to sanctions against Russia and key implications for the public, private, and non-profit sectors as the United States (U.S.), the European Union (EU),…more

Bureau of Industry and Security (BIS), Economic Sanctions, EU, Executive Orders, Export Administration Regulations (EAR)

See all updates »

Five Tips for Managers to Help New Employees Succeed in a Remote Environment

Finally, you’ve landed that new job you’ve had your eye on—and because of the current environment, you’ll be starting from home. During COVID-19, starting a new job is an incredible opportunity among the staggering unemployment…more

Coronavirus/COVID-19, Employee Misconduct, Hiring & Firing, Leadership, Managers

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What to Look for When Choosing an Asset Tracing Investigator

After years of litigation, your company has secured a judgement that your opponent will not pay. Your borrowers have defaulted, and the value of the collateral has collapsed. Your predecessor in government robbed the state…more

Asset Protection, Asset Recovery, Asset Tracing, Commercial Litigation, Forensic Accounting

See all updates »

Sanctions Against Russia: Recent Developments - May 2023

K2 Integrity delivers information and analysis on recent developments related to sanctions against Russia and key implications for the public, private, and non-profit sectors as the United States (U.S.), the European Union (EU),…more

Bureau of Industry and Security (BIS), Economic Sanctions, EU, Executive Orders, Export Administration Regulations (EAR)

See all updates »

Sanctions Against Russia: Recent Developments

K2 Integrity delivers information and analysis on recent developments related to sanctions against Russia and key implications for the public, private, and non-profit sectors as the United States (U.S.), the European Union (EU),…more

Blocked Person, Bureau of Industry and Security (BIS), Corruption, Economic Sanctions, EU

See all updates »

Sanctions Against Russia: The Week in Review

The Week in Review delivers the impact and analysis for the public, private, and non-governmental sectors from our daily reporting of the evolving global sanctions campaign against Russia. This week, we reviewed the recent…more

Asset Freeze, Belarus, Biden Administration, Bureau of Industry and Security (BIS), Economic Sanctions

See all updates »

Why The Need for Human Investigators Will Always Exist

The world of business intelligence and corporate investigations has not been left untouched by the unstoppable march of technological innovation. Today’s investigations benefit greatly from technology-driven solutions to the…more

Artificial Intelligence, Beneficial Owner, Business Intelligence Technology, Corporate Investigations, Corporate Records

See all updates »

Romance Scams Could Result In Risks For Organizations And Employees

While romance might be viewed as a personal matter, an employee falling for a romance scam can have a direct impact on an organization’s bottom line. Not only could their performance suffer, but a criminal may try to steal the…more

Confidential Information, Criminal Investigations, Data Theft, Employees, Extortion

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[Webinar] Investigations: What Can Go Wrong and How to Fix It - December 6th, 8:00 am ET

Join our panel of experts for a one-hour session as they discuss the potential pitfalls of investigations and how to navigate these challenges. You’ll hear from Katherine Odendaal, managing director at K2 Integrity; Carroll…more

Corporate Governance, Crisis Management, Investigations, Risk Mitigation, Stakeholder Engagement

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To Audit or Investigate? A Practical Guide

On the closing day of the third quarter, Company Z’s financial team began running the numbers to report to executive leadership and the board on the quarter’s progress. While everything seemed to check out, the team could not…more

Audits, Best Practices, Compliance, Compliance Monitoring, Ethics

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Internal Audit and COVID-19: From Surviving to Thriving

The COVID-19 pandemic has drastically impacted businesses and their known risk profiles. As part of an organization’s third line of defense (after the business’s operational management and its risk management and compliance…more

Anti-Corruption, Best Practices, Coronavirus/COVID-19, Corporate Governance, Corporate Monitoring

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Sanctions Against Russia: Recent Developments - May 2023

K2 Integrity delivers information and analysis on recent developments related to sanctions against Russia and key implications for the public, private, and non-profit sectors as the United States (U.S.), the European Union (EU),…more

Bureau of Industry and Security (BIS), Economic Sanctions, EU, Executive Orders, Export Administration Regulations (EAR)

See all updates »

[Webinar] A Call for ESG Certification within the Investment Industry: A Fireside Chat with Andrew Rabinowitz and Joelle Wyser-Pratte - March 8th, 11:00 am - 12:00 pm ET

With Environmental, Social, and Governance (ESG) and climate change disclosure requirements on the rise, investors are demanding asset managers be transparent in their investment process. To avoid the perception of greenwashing,…more

Certifications, Environmental Social & Governance (ESG), Fund Managers, Greenwashing, Investment Firms

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Future Focused: Build and Sustain a Great Training Program

A robust learning and development program is a must-have in today’s environment. Upskilling and cross-training employees not only sets them up for success in their current and future roles, but it ultimately drives companywide…more

Assessment, Business Development, Employee Retention, Employee Training, Leadership

See all updates »

Asking the right questions: Lessons from U.S. vs Elizabeth Holmes

Asking questions is the simplest thing to do, but the hardest thing to do well. Last week, a jury in San Jose, California found Elizabeth Holmes guilty of conspiracy and wire fraud following her breath-taking scheme to…more

Criminal Conspiracy, Due Diligence, Fraud, Investment, Investors

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SEC’s New Cyber Disclosure Rule: Challenges, Consequences, And Compliance

The U.S. Securities and Exchange Commission’s (SEC) impending cyber disclosure rule, slated to commence on 15 December 2023, underscores an imperative shift towards a more transparent and accountable cybersecurity posture for…more

Compliance, Cyber Attacks, Cyber Incident Reporting, Cybersecurity, Data Integrity

See all updates »

Avoiding Missteps in Virtual Exams - Why communication and documentation are key for banks

Why communication and documentation are key for banks. It goes without saying that a regulatory exam can be stressful for financial institutions even under otherwise “normal” operating conditions. However, add in the unfamiliar…more

Banking Examinations, Banks, BSA/AML, Coronavirus/COVID-19, Financial Institutions

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Keeping Academic Campuses Safe Begins and Ends With Communication

The near weekly occurrence of school shootings across the United States has students, faculty, and staff feeling like potential victims. As civic and political leaders seek broader solutions to this violent phenomenon, academic…more

Assault with a Deadly Weapon, Educational Institutions, Emergency Management Plans, Emergency Response, Firearms

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Maintaining Safety on a Construction Site During the COVID-19 Crisis

Safety has always been a challenge on construction sites, but the coronavirus pandemic has made maintaining safety much more difficult. The rapid spread of COVID-19 forced thousands of construction projects to suddenly shut…more

Centers for Disease Control and Prevention (CDC), Construction Project, Construction Workers, Coronavirus/COVID-19, Employer Liability Issues

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Implications of FinCEN’s Notice of Proposed Rulemaking on Virtual Currency Mixers

On 17 January 2024, K2 Integrity hosted a webinar on FinCEN’s Notice of Proposed Rulemaking on virtual currency mixers and the implications of this first-of-its-kind 311 designation on the virtual currency industry. Elizabeth…more

Anti-Money Laundering, Beneficiaries, Blockchain, Coinbase, FinCEN

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Investigations: What Can Go Wrong And How To Fix It

On 6 December 2023, K2 Integrity and White & Case hosted a webinar on considerations for and the complexities of corporate investigations. Joanne Taylor, senior managing director at K2 Integrity, moderated the discussion with…more

Enforcement, Investigations, Regulatory Agenda, Remediation, Shareholders

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ESG Certification: Assisting in Mitigating Greenwashing for Investors, Managers, Funds and Regulators

There have been numerous positive developments in the evolution of ESG investing. Still, the research needed to assess which investments are truly ESG-compliant and which are tantamount to greenwashing is burdensome..…more

Asset Management, Certifications, Civil Liberties, Climate Change, Corruption

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[Webinar] Clashes Across Continents - How does the US-China rivalry affect key regions of the world? - May 7th, 7:00 am PT

In the United States, TikTok is facing a potential ban while prestigious firms such as BlackRock, Goldman Sachs, and McKinsey are being aggressively questioned in Congress about their China policies and partnerships with the…more

China, Cross-Border Transactions, Foreign Investment, Foreign Relations, Multinationals

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Corporate Activism In The U.S., U.K., Europe, And Asia—Different Regions, Different Goals

On 10 January 2024, K2 Integrity and Schulte Roth & Zabel hosted a webinar on the state of corporate activism across various regions. Jason Wright, senior managing director at K2 Integrity, moderated the discussion with Lisa…more

Asia, Corporate Governance, Environmental Social & Governance (ESG), EU, Interest Rates

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Organized Retail Crime Roundtable: Minimizing Impact With Forward-Thinking Solutions

On 01 November 2023, K2 Integrity and the National Retail Federation hosted a webinar on the impact of organized retail crime (ORC). Jeanne Meserve moderated the discussion with panelists Mark Skertic, Managing Director at K2…more

Criminal Investigations, Department of Homeland Security (DHS), Human Trafficking, Intelligence Services, Investigations

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Why The Need for Human Investigators Will Always Exist

The world of business intelligence and corporate investigations has not been left untouched by the unstoppable march of technological innovation. Today’s investigations benefit greatly from technology-driven solutions to the…more

Artificial Intelligence, Beneficial Owner, Business Intelligence Technology, Corporate Investigations, Corporate Records

See all updates »

NYDFS Issues Updated And Stricter Virtual Currency Listing Guidance – New Policy Updates Due For Approval By January 31, 2024

Following a two-month public consultation period, on 15 November 2023 the New York State Department of Financial Services (NYDFS) published its new Virtual Currency Listing Guidance (the Guidance), in accordance with virtual…more

Conflicts of Interest, Cryptocurrency, Cybersecurity, Governance Standards, Liquidity

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Crypto in a Time of Uncertainty

On 07 June 2023, K2 Integrity hosted a webinar on the state of cryptocurrency and digital assets in a rapidly evolving regulatory landscape. A discussion was held with Bryan Stirewalt, senior managing director at K2 Integrity;…more

Analytics, Anonymity, Anti-Money Laundering, Asset Class, Bank Secrecy Act

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A Strong Foundation: Safeguarding The Construction Industry In The Digital Age

The adoption of new and advanced technologies has allowed for a digital transformation across business industries. Infrastructure and services supported by technologies such as artificial intelligence (AI), advanced analytics…more

Analytics, Artificial Intelligence, Confidential Information, Construction Industry, Contractual Safeguards

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Roundtable Discussion Of The 2024 Global Internal Audit Standards Updates

On 20 March 2024, K2 Integrity hosted a webinar on the implications of the recent updates to the Global Internal Audit Standards (“Standards”). The discussion included David Hyman, senior vice president and senior audit director…more

Alternate Performance Measures (APMs), Audits, Best Practices, Board of Directors, Business Strategies

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Investigations: What Can Go Wrong And How To Fix It

On 6 December 2023, K2 Integrity and White & Case hosted a webinar on considerations for and the complexities of corporate investigations. Joanne Taylor, senior managing director at K2 Integrity, moderated the discussion with…more

Enforcement, Investigations, Regulatory Agenda, Remediation, Shareholders

See all updates »

Why The Need for Human Investigators Will Always Exist

The world of business intelligence and corporate investigations has not been left untouched by the unstoppable march of technological innovation. Today’s investigations benefit greatly from technology-driven solutions to the…more

Artificial Intelligence, Beneficial Owner, Business Intelligence Technology, Corporate Investigations, Corporate Records

See all updates »

Why a Standard Background Check on NY Mets GM Jared Porter Was Bound to Fail

Businesses facing scandalous revelations about a high-profile hire often wish they had known about it sooner. Before it played out in public through adverse press coverage. Before, even, they moved ahead with the hire. But as…more

Background Checks, C-Suite Executives, Employer Liability Issues, Hiring & Firing, Public Records

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Navigating the Made in America Landscape: Ensuring Compliance on Infrastructure Projects

Passing the historic $1 trillion Infrastructure Investment and Jobs Act (IIJA) in November 2021, which allocates more than $550 billion in new infrastructure spending, was an early priority of the Biden administration. The IIJA,…more

Audits, Biden Administration, Buy America, Buy American Act, Compliance

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Investment Funds and Anti-Money Laundering Programs

On May 1, 2020, the Federal Bureau of Investigation issued an intelligence bulletin warning, reported on in late July by several members of the media, concerning the use by threat actors of the “private placement of funds,…more

Anti-Money Laundering, BSA/AML, Customer Due Diligence (CDD), FBI, Financial Crimes

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FINCast Ep. 36 – Regulators’ Roundtable to Forecast 2023

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JD Supra Privacy Policy

Updated: Dec 28, 2021:

JD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations.

This Privacy Policy describes how JD Supra, LLC ("JD Supra" or "we," "us," or "our") collects, uses and shares personal data collected from visitors to our website (located at www.jdsupra.com) (our "Website") who view only publicly-available content as well as subscribers to our services (such as our email digests or author tools)(our "Services"). By using our Website and registering for one of our Services, you are agreeing to the terms of this Privacy Policy.

Please note that if you subscribe to one of our Services, you can make choices about how we collect, use and share your information through our Privacy Center under the "My Account" dashboard (available if you are logged into your JD Supra account).

Collection of Information

Registration Information. When you register with JD Supra for our Website and Services, either as an author or as a subscriber, you will be asked to provide identifying information to create your JD Supra account ("Registration Data"), such as your:

  • Email
  • First Name
  • Last Name
  • Company Name
  • Company Industry
  • Title
  • Country

Other Information: We also collect other information you may voluntarily provide. This may include content you provide for publication. We may also receive your communications with others through our Website and Services (such as contacting an author through our Website) or communications directly with us (such as through email, feedback or other forms or social media). If you are a subscribed user, we will also collect your user preferences, such as the types of articles you would like to read.

Information from third parties (such as, from your employer or LinkedIn): We may also receive information about you from third party sources. For example, your employer may provide your information to us, such as in connection with an article submitted by your employer for publication. If you choose to use LinkedIn to subscribe to our Website and Services, we also collect information related to your LinkedIn account and profile.

Your interactions with our Website and Services: As is true of most websites, we gather certain information automatically. This information includes IP addresses, browser type, Internet service provider (ISP), referring/exit pages, operating system, date/time stamp and clickstream data. We use this information to analyze trends, to administer the Website and our Services, to improve the content and performance of our Website and Services, and to track users' movements around the site. We may also link this automatically-collected data to personal information, for example, to inform authors about who has read their articles. Some of this data is collected through information sent by your web browser. We also use cookies and other tracking technologies to collect this information. To learn more about cookies and other tracking technologies that JD Supra may use on our Website and Services please see our "Cookies Guide" page.

How do we use this information?

We use the information and data we collect principally in order to provide our Website and Services. More specifically, we may use your personal information to:

  • Operate our Website and Services and publish content;
  • Distribute content to you in accordance with your preferences as well as to provide other notifications to you (for example, updates about our policies and terms);
  • Measure readership and usage of the Website and Services;
  • Communicate with you regarding your questions and requests;
  • Authenticate users and to provide for the safety and security of our Website and Services;
  • Conduct research and similar activities to improve our Website and Services; and
  • Comply with our legal and regulatory responsibilities and to enforce our rights.

How is your information shared?

  • Content and other public information (such as an author profile) is shared on our Website and Services, including via email digests and social media feeds, and is accessible to the general public.
  • If you choose to use our Website and Services to communicate directly with a company or individual, such communication may be shared accordingly.
  • Readership information is provided to publishing law firms and companies and authors of content to give them insight into their readership and to help them to improve their content.
  • Our Website may offer you the opportunity to share information through our Website, such as through Facebook's "Like" or Twitter's "Tweet" button. We offer this functionality to help generate interest in our Website and content and to permit you to recommend content to your contacts. You should be aware that sharing through such functionality may result in information being collected by the applicable social media network and possibly being made publicly available (for example, through a search engine). Any such information collection would be subject to such third party social media network's privacy policy.
  • Your information may also be shared to parties who support our business, such as professional advisors as well as web-hosting providers, analytics providers and other information technology providers.
  • Any court, governmental authority, law enforcement agency or other third party where we believe disclosure is necessary to comply with a legal or regulatory obligation, or otherwise to protect our rights, the rights of any third party or individuals' personal safety, or to detect, prevent, or otherwise address fraud, security or safety issues.
  • To our affiliated entities and in connection with the sale, assignment or other transfer of our company or our business.

How We Protect Your Information

JD Supra takes reasonable and appropriate precautions to insure that user information is protected from loss, misuse and unauthorized access, disclosure, alteration and destruction. We restrict access to user information to those individuals who reasonably need access to perform their job functions, such as our third party email service, customer service personnel and technical staff. You should keep in mind that no Internet transmission is ever 100% secure or error-free. Where you use log-in credentials (usernames, passwords) on our Website, please remember that it is your responsibility to safeguard them. If you believe that your log-in credentials have been compromised, please contact us at privacy@jdsupra.com.

Children's Information

Our Website and Services are not directed at children under the age of 16 and we do not knowingly collect personal information from children under the age of 16 through our Website and/or Services. If you have reason to believe that a child under the age of 16 has provided personal information to us, please contact us, and we will endeavor to delete that information from our databases.

Links to Other Websites

Our Website and Services may contain links to other websites. The operators of such other websites may collect information about you, including through cookies or other technologies. If you are using our Website or Services and click a link to another site, you will leave our Website and this Policy will not apply to your use of and activity on those other sites. We encourage you to read the legal notices posted on those sites, including their privacy policies. We are not responsible for the data collection and use practices of such other sites. This Policy applies solely to the information collected in connection with your use of our Website and Services and does not apply to any practices conducted offline or in connection with any other websites.

Information for EU and Swiss Residents

JD Supra's principal place of business is in the United States. By subscribing to our website, you expressly consent to your information being processed in the United States.

  • Our Legal Basis for Processing: Generally, we rely on our legitimate interests in order to process your personal information. For example, we rely on this legal ground if we use your personal information to manage your Registration Data and administer our relationship with you; to deliver our Website and Services; understand and improve our Website and Services; report reader analytics to our authors; to personalize your experience on our Website and Services; and where necessary to protect or defend our or another's rights or property, or to detect, prevent, or otherwise address fraud, security, safety or privacy issues. Please see Article 6(1)(f) of the E.U. General Data Protection Regulation ("GDPR") In addition, there may be other situations where other grounds for processing may exist, such as where processing is a result of legal requirements (GDPR Article 6(1)(c)) or for reasons of public interest (GDPR Article 6(1)(e)). Please see the "Your Rights" section of this Privacy Policy immediately below for more information about how you may request that we limit or refrain from processing your personal information.
  • Your Rights
    • Right of Access/Portability: You can ask to review details about the information we hold about you and how that information has been used and disclosed. Note that we may request to verify your identification before fulfilling your request. You can also request that your personal information is provided to you in a commonly used electronic format so that you can share it with other organizations.
    • Right to Correct Information: You may ask that we make corrections to any information we hold, if you believe such correction to be necessary.
    • Right to Restrict Our Processing or Erasure of Information: You also have the right in certain circumstances to ask us to restrict processing of your personal information or to erase your personal information. Where you have consented to our use of your personal information, you can withdraw your consent at any time.

You can make a request to exercise any of these rights by emailing us at privacy@jdsupra.com or by writing to us at:

Privacy Officer
JD Supra, LLC
150 Harbor Drive, #2760
Sausalito, CA 94965

You can also manage your profile and subscriptions through our Privacy Center under the "My Account" dashboard.

We will make all practical efforts to respect your wishes. There may be times, however, where we are not able to fulfill your request, for example, if applicable law prohibits our compliance. Please note that JD Supra does not use "automatic decision making" or "profiling" as those terms are defined in the GDPR.

  • Timeframe for retaining your personal information: We will retain your personal information in a form that identifies you only for as long as it serves the purpose(s) for which it was initially collected as stated in this Privacy Policy, or subsequently authorized. We may continue processing your personal information for longer periods, but only for the time and to the extent such processing reasonably serves the purposes of archiving in the public interest, journalism, literature and art, scientific or historical research and statistical analysis, and subject to the protection of this Privacy Policy. For example, if you are an author, your personal information may continue to be published in connection with your article indefinitely. When we have no ongoing legitimate business need to process your personal information, we will either delete or anonymize it, or, if this is not possible (for example, because your personal information has been stored in backup archives), then we will securely store your personal information and isolate it from any further processing until deletion is possible.
  • Onward Transfer to Third Parties: As noted in the "How We Share Your Data" Section above, JD Supra may share your information with third parties. When JD Supra discloses your personal information to third parties, we have ensured that such third parties have either certified under the EU-U.S. or Swiss Privacy Shield Framework and will process all personal data received from EU member states/Switzerland in reliance on the applicable Privacy Shield Framework or that they have been subjected to strict contractual provisions in their contract with us to guarantee an adequate level of data protection for your data.

California Privacy Rights

Pursuant to Section 1798.83 of the California Civil Code, our customers who are California residents have the right to request certain information regarding our disclosure of personal information to third parties for their direct marketing purposes.

You can make a request for this information by emailing us at privacy@jdsupra.com or by writing to us at:

Privacy Officer
JD Supra, LLC
150 Harbor Drive, #2760
Sausalito, CA 94965

Some browsers have incorporated a Do Not Track (DNT) feature. These features, when turned on, send a signal that you prefer that the website you are visiting not collect and use data regarding your online searching and browsing activities. As there is not yet a common understanding on how to interpret the DNT signal, we currently do not respond to DNT signals on our site.

Access/Correct/Update/Delete Personal Information

For non-EU/Swiss residents, if you would like to know what personal information we have about you, you can send an e-mail to privacy@jdsupra.com. We will be in contact with you (by mail or otherwise) to verify your identity and provide you the information you request. We will respond within 30 days to your request for access to your personal information. In some cases, we may not be able to remove your personal information, in which case we will let you know if we are unable to do so and why. If you would like to correct or update your personal information, you can manage your profile and subscriptions through our Privacy Center under the "My Account" dashboard. If you would like to delete your account or remove your information from our Website and Services, send an e-mail to privacy@jdsupra.com.

Changes in Our Privacy Policy

We reserve the right to change this Privacy Policy at any time. Please refer to the date at the top of this page to determine when this Policy was last revised. Any changes to our Privacy Policy will become effective upon posting of the revised policy on the Website. By continuing to use our Website and Services following such changes, you will be deemed to have agreed to such changes.

Contacting JD Supra

If you have any questions about this Privacy Policy, the practices of this site, your dealings with our Website or Services, or if you would like to change any of the information you have provided to us, please contact us at: privacy@jdsupra.com.

JD Supra Cookie Guide

As with many websites, JD Supra's website (located at www.jdsupra.com) (our "Website") and our services (such as our email article digests)(our "Services") use a standard technology called a "cookie" and other similar technologies (such as, pixels and web beacons), which are small data files that are transferred to your computer when you use our Website and Services. These technologies automatically identify your browser whenever you interact with our Website and Services.

How We Use Cookies and Other Tracking Technologies

We use cookies and other tracking technologies to:

  1. Improve the user experience on our Website and Services;
  2. Store the authorization token that users receive when they login to the private areas of our Website. This token is specific to a user's login session and requires a valid username and password to obtain. It is required to access the user's profile information, subscriptions, and analytics;
  3. Track anonymous site usage; and
  4. Permit connectivity with social media networks to permit content sharing.

There are different types of cookies and other technologies used our Website, notably:

  • "Session cookies" - These cookies only last as long as your online session, and disappear from your computer or device when you close your browser (like Internet Explorer, Google Chrome or Safari).
  • "Persistent cookies" - These cookies stay on your computer or device after your browser has been closed and last for a time specified in the cookie. We use persistent cookies when we need to know who you are for more than one browsing session. For example, we use them to remember your preferences for the next time you visit.
  • "Web Beacons/Pixels" - Some of our web pages and emails may also contain small electronic images known as web beacons, clear GIFs or single-pixel GIFs. These images are placed on a web page or email and typically work in conjunction with cookies to collect data. We use these images to identify our users and user behavior, such as counting the number of users who have visited a web page or acted upon one of our email digests.

JD Supra Cookies. We place our own cookies on your computer to track certain information about you while you are using our Website and Services. For example, we place a session cookie on your computer each time you visit our Website. We use these cookies to allow you to log-in to your subscriber account. In addition, through these cookies we are able to collect information about how you use the Website, including what browser you may be using, your IP address, and the URL address you came from upon visiting our Website and the URL you next visit (even if those URLs are not on our Website). We also utilize email web beacons to monitor whether our emails are being delivered and read. We also use these tools to help deliver reader analytics to our authors to give them insight into their readership and help them to improve their content, so that it is most useful for our users.

Analytics/Performance Cookies. JD Supra also uses the following analytic tools to help us analyze the performance of our Website and Services as well as how visitors use our Website and Services:

  • HubSpot - For more information about HubSpot cookies, please visit legal.hubspot.com/privacy-policy.
  • New Relic - For more information on New Relic cookies, please visit www.newrelic.com/privacy.
  • Google Analytics - For more information on Google Analytics cookies, visit www.google.com/policies. To opt-out of being tracked by Google Analytics across all websites visit http://tools.google.com/dlpage/gaoptout. This will allow you to download and install a Google Analytics cookie-free web browser.

Facebook, Twitter and other Social Network Cookies. Our content pages allow you to share content appearing on our Website and Services to your social media accounts through the "Like," "Tweet," or similar buttons displayed on such pages. To accomplish this Service, we embed code that such third party social networks provide and that we do not control. These buttons know that you are logged in to your social network account and therefore such social networks could also know that you are viewing the JD Supra Website.

Controlling and Deleting Cookies

If you would like to change how a browser uses cookies, including blocking or deleting cookies from the JD Supra Website and Services you can do so by changing the settings in your web browser. To control cookies, most browsers allow you to either accept or reject all cookies, only accept certain types of cookies, or prompt you every time a site wishes to save a cookie. It's also easy to delete cookies that are already saved on your device by a browser.

The processes for controlling and deleting cookies vary depending on which browser you use. To find out how to do so with a particular browser, you can use your browser's "Help" function or alternatively, you can visit http://www.aboutcookies.org which explains, step-by-step, how to control and delete cookies in most browsers.

Updates to This Policy

We may update this cookie policy and our Privacy Policy from time-to-time, particularly as technology changes. You can always check this page for the latest version. We may also notify you of changes to our privacy policy by email.

Contacting JD Supra

If you have any questions about how we use cookies and other tracking technologies, please contact us at: privacy@jdsupra.com.

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