Steven Khadavi


All Issuers Eligible to Confidentially Submit Draft IPO Registration

One of the more utilized provisions of the Jumpstart Our Business Startups Act (JOBS Act) has been the confidential submission of IPO registration statements by Emerging Growth Companies (EGCs) to the Securities and Exchange…more

Hyperlinks Proposed for SEC Filings

On August 31, 2016 as part of the SEC’s continued Disclosure Effectiveness Initiative, the SEC proposed amendments that would require the inclusion of hyperlinks to exhibits to most registration statements and periodic and…more

SEC Permits Disclosure through Social Media

On April 2, 2013, the SEC issued a report that makes clear that disclosure of material, non-public information by companies pursuant to social media outlets such as Facebook and Twitter can be permissible under Regulation FD so…more
 /  Business Organizations, Communications & Media Law, Securities Law

Confidential Filings Limited for Foreign Private Issuers

Foreign private issuers have historically had the ability to file registration statements with the Securities and Exchange Commission on a confidential basis. Confidential filings afforded these issuers the ability to respond to…more
 /  Securities Law

SEC Eliminates Use of Credit Ratings in Determining Eligibility for Forms S-3 and F-3

There has been a great deal of focus on credit rating agencies recently. Whether as a result of the debt ceiling and the potential of a downgrade of U.S. government debt, or questions about the role of the credit rating agencies…more
 /  Securities Law

SEC Delays Implementation of Dodd-Frank Provisions

The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) imposed numerous rule-making requirements on the SEC. Some of the most controversial, such as proxy access, have been delayed because of…more
 /  Securities Law
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