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Areas of Practice
  • Ethics & Compliance
  • Financial Services
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A star strategy for predicting earnings season hits and misses

It’s January and the beginning, once again, of a busy period for financial market participants as earnings season anticipation begins. Earnings surprises and consensus revisions are well-known drivers of stock price movements…more
 /  Commercial Law & Contracts, Finance & Banking, Securities Law

What’s on the minds of fund managers in 2018?

Fund managers examine the 2018 outlook in a series of interviews with Lipper Alpha Insight on topics ranging from emerging markets to interest rate expectations and inflation. During the course of 2017, Jake Moeller, Head of…more
 /  Commercial Law & Contracts, Finance & Banking, Securities Law

The platform revolution changing the financial industry

Platform technology is revolutionizing the financial industry in the same way Airbnb has changed the rental market. How is co-innovation helping our clients address regulation, technology trends and other challenges?…more
 /  Commercial Law & Contracts, Finance & Banking

MiFID II and commissions: Implications for technology costs

New MiFID II rules around which services buy-side firms may pay for through commission payments with brokers makes an important distinction…more
 /  Commercial Law & Contracts, Finance & Banking, Securities Law

Corporate treasurers have their say on 2018 challenges

Corporate treasurers play an increasingly critical role as advisors to their organizations. What are the biggest challenges they see in 2018 and what are the regulations that will most affect their business?…more
 /  Commercial Law & Contracts, Finance & Banking, International Law & Trade, Securities Law

LEI delay helps firms but the pressure is still on

On December 20, 2017, the European Securities and Markets Authority (ESMA) announced a six month Legal Entity Identifiers (LEI) grace period, but firms must be in the process of obtaining client LEIs. You need the insight into…more
 /  Commercial Law & Contracts, Finance & Banking, Law Practice Products & Services, Securities Law

Does your corporate culture support discrimination and harassment?

The recent flood of high profile sexual assault and harassment allegations sweeping the globe highlights the need for a fundamental change in corporate culture, as well as the importance of training all employees on sexual…more
 /  Civil Rights, Commercial Law & Contracts, Labor & Employment Law

Parental Leave: Are You Up To Speed?

Parental leave policy discrepancies at a cosmetics giant highlight the need for adequate training on family and medical leave as well as other forms of potential discrimination in the workplace…more
 /  Civil Rights, Commercial Law & Contracts, Labor & Employment Law

California's New Anti-Harassment Training Requirement (SB 396). Are You Ready?

On October 15, 2017, California passed Senate Bill (SB) 396, a new law that requires employers to train supervisors on how to identify and prevent harassment based on gender identity, gender expression and sexual orientation…more
 /  Civil Rights, Elections & Politics, Labor & Employment Law

Regulation in 2018: What’s your compliance approach?

Even by recent standards, 2018 should be quite a year for regulation. How will those on the data management front-line ensure compliance with EU Benchmarks Regulation, MiFID II, FRTB, GDPR or PRIIPs in a cost-efficient way?…more
 /  Commercial Law & Contracts, Finance & Banking, Securities Law

10 steps for fostering gender diversity and preventing sexual harassment

How a company responds to claims of pervasive sexism and discrimination in the workplace is crucial for repairing a damaged reputation and protecting its bottom line. Many believe that a company’s response is indicative of…more
 /  Business Organizations, Civil Rights, Labor & Employment Law
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