Legal updates for: FCPA

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This Week In Securities Litigation

by Dorsey & Whitney LLP on

...The Commission published a report on the new focus of the Enforcement Division, listing key priorities as cases involving retail customers and cyber issues. Groups have been established within the Division to focus on each of these priorities. The Commission also filed actions this week centered on insider trading, a failure to file SARs, offering... more

SEC Enforcement: A New Approach – A Year in Statistics

by Dorsey & Whitney LLP on

...The SEC reiterated the new retail investor/cyber focus for its Enforcement Division while publishing the statistics for the Division’s work for the last fiscal year. The report attempts to put a group of statistics showing that overall fewer stand-alone enforcement actions were brought last year compared to the prior year in the context of... more

How to Communicate the ‘Vision Thing’

by Thomas Fox on

...ng employees to do business ethically and in compliance with anti-corruption laws such as the Foreign Corrupt Practices Act (FCPA). The first is to explain the situation logically and move forward on that path. The second is to explain the “bur... more

This Week In Securities Litigation

by Dorsey & Whitney LLP on

...The DOJ unsealed criminal charges against five individuals involved in the Rolls-Royce FCPA action previously brought by the DOJ, SFO and Brazilian authorities. The charges were filed in the Southern District of Ohio... more


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