News & Analysis as of

AIM

Equity Capital Markets - Which Market?

by Hogan Lovells on

Hogan Lovells Guide to the eligibility requirements and continuing obligations of admitting securities to the Premium, Standard and High Growth segments of the Main Market and AIM – (updated as at 1 January 2018). Please...more

Corporate News - December 2017

by Hogan Lovells on

A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

The London Stock Exchange's Junior Market – Proposed Changes to the AIM Rules

by Reed Smith on

The London Stock Exchange has published a combined feedback statement and consultation paper containing proposed changes to its AIM Rules. This follows on from the Exchange's July discussion paper, which sought feedback on a...more

What's on the horizon?

by Hogan Lovells on

Our corporate law horizon spotter looks ahead at the regulatory agenda for 2018 and 2019 and highlights the key items which may affect you and your business. If you have any queries on anything on the horizon, speak to your...more

AIM Companies and the Legal Entity Identifier Requirement, European Capital Markets Update

by Jones Day on

The London Stock Exchange published AIM Notice 47 ("Notice") on 13 October 2017 in respect of the requirement that all AIM companies with securities admitted to trading on AIM obtain a Legal Entity Identifier ("LEI") code. It...more

FCA Confirms Reform to the UK IPO Process

by Latham & Watkins LLP on

The new rules are designed to improve the availability of information during the UK IPO process. Key Points: ..New rules will be introduced from 1 July 2018 to change the timing and sequencing of the availability of...more

Corporate News - November 2017

by Hogan Lovells on

A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Governance & Securities Law Focus: Europe Edition, October 2017

by Shearman & Sterling LLP on

In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates. Please see full Newsletter below for more...more

Corporate News – August 2017

by Hogan Lovells on

FCA proposes a new premium listing category for sovereign controlled companies - On 13 July 2017, the Financial Conduct Authority published consultation paper CP 17/21 which proposes to create a new premium listing...more

AIM – New Rules in the Pipeline for the London Stock Exchange’s Growth Market?

by Reed Smith on

The London Stock Exchange has published a wide-ranging discussion paper on possible changes to its AIM rule books. The paper’s main areas of focus include the admission criteria for AIM, ensuring consistency of approach...more

Asset Management Regulatory Roundup - July 2017 - Issue 1

by Dechert LLP on

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. In this issue we look at the extension of the PSC regime to Scottish limited partnerships and AIM listed companies,...more

AIM companies and Scottish partnerships to be brought within the scope of the PSC register regime

by Dechert LLP on

From 24 July 2017, UK companies whose shares are admitted to trade on the London Stock Exchange’s AIM market, and other companies listed on prescribed markets, will no longer be exempt from the requirements to keep and...more

Changes to the AIM Rules

by Reed Smith on

Following the implementation of the Market Abuse Regulation (MAR) in July, this alert discusses its impact on AIM listed companies, changes to the AIM Rules and what actions AIM listed companies need to consider. What...more

FCA fines and makes restriction order against investor for market abuse

by Allen & Overy LLP on

In this decision report we review the FCA's final notice issued to Gavin Duncan Paul Breeze on 15 July 2016. Mr Breeze was an investor in, and a former non-executive director (NED) of, a mobile payment software...more

UK Market Abuse Regime Extends Its Reach: Implications for Issuers

by Morgan Lewis on

Companies trading on either the London Stock Exchange’s Main Market or AIM should ensure that their systems and procedures reflect changes to their disclosure and other obligations arising from the implementation of the new...more

Joining AIM: A field guide for applicants to AIM, a market of the London Stock Exchange

by DLA Piper on

AIM, a market of the London Stock Exchange, is the world’s premier market for smaller growing companies. AIM serves as a mechanism for companies seeking access to capital to realise their growth and innovation potential. It...more

Governance & Securities Law Focus: Europe Edition, July 2016

by Shearman & Sterling LLP on

In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates. Please see full Newsletter below for more...more

UK Market Abuse Regime Extends Its Reach: Implications for Market Participants

by Morgan Lewis on

The new regime shares the same aims as its predecessor—to ensure the integrity of EU financial markets and enhance investor confidence—and keeps pace with market developments such as new trading platforms, new technology, and...more

The Market Abuse Regulation – Impact on AIM companies

by Dentons on

On 3 July 2016 the Market Abuse Regulation (MAR) will come into force and will apply directly to AIM traded companies. The London Stock Exchange has recently confirmed the changes it will make to the AIM Rules as a result of...more

MAR for AIM Companies

by White & Case LLP on

The Market Abuse Regulation (MAR) has direct effect as law in the United Kingdom from 3 July 2016. MAR extends the market abuse framework and its disclosure obligations to AIM companies. The key obligations relate to inside...more

Alert: The Market Abuse Regulation

by Cooley LLP on

Overview for AIM Companies - The Market Abuse Regulation ("MAR") applies from 3 July 2016 and will mean a number of changes for AIM companies. The main practical issues to be aware of are listed below: - There...more

Market Abuse Regime: Overview for AIM companies

by DLA Piper on

INTRODUCTION The Market Abuse Regulation ("MAR") introduces a new market abuse regime from 3 July 2016. MAR is designed to introduce a common regulatory framework on market abuse across the EU and generally will extend the...more

UK Financial Regulatory Developments - May 2016 #1

by Dentons on

LSE prepares AIM for EU MAR - LSE has published an “Inside AIM” newsletter outlining the preparation underway for the implementation of EU MAR. It sets out information to support nominated advisers as they work with...more

AITN - January 2016

by King & Spalding on

CMS Releases Information on Providers Signed Up For New ACO Models – On January 11, 2016, HHS announced that several providers and hospitals have signed up to join new types of Medicare accountable care organizations (ACOs). ...more

Governance & Securities Law Focus: Europe Edition, January 2016

by Shearman & Sterling LLP on

In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates. Please see full Newsletter below for more...more

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