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Futures Commission Merchants (FCMs) See Latest Updates »

All numbers below indicate total publications over the last 180 days covering both the main topic of this page and any given sub-topic, as listed

CFTC
20
Commodities
10
Proposed Rules
8
Commodity Exchange Act (CEA)
7
Derivatives
5
Derivatives Clearing Organizations
5
Enforcement Actions
5
Securities and Exchange Commission (SEC)
4
Risk Management
3
Anti-Money Laundering
2
Broker-Dealer
2
BSA/AML
2
Comment Period
2
Crypto Exchanges
2
Cryptocurrency
2
Financial Industry Regulatory Authority (FINRA)
2
Financial Services Industry
2
Major Swap Participants
2
Popular
2
Public Comment
2
Regulatory Agenda
2
Regulatory Reform
2
Securities Exchange Act
2
Settlement
2
Swaps
2
Acquisitions
1
Amended Rules
1
Asset Class
1
Bank Secrecy Act
1
Bitcoin
1
Chief Information Security Officer (CISO)
1
Clearing Agencies
1
Clearing Members
1
Compliance
1
Conflicts of Interest
1
Congressional Review Act
1
Customer Funds
1
Cybersecurity
1
Department of Labor (DOL)
1
Designated Contract Markets (DCMs)
1
Digital Assets
1
Disclosure Requirements
1
Dodd-Frank
1
Employee Retirement Income Security Act (ERISA)
1
Enforcement Priorities
1
ETFs
1
Filing Deadlines
1
Financial Markets
1
Financial Regulatory Agencies
1
Financial Regulatory Reform
1
Foreign Boards of Trade (FBOT)
1
Form PF
1
Fraud
1
Hedge Funds
1
Investment
1
Investment Management
1
Investors
1
Know Your Customers
1
Mergers
1
Money Laundering
1
Money Transmitter
1
New Amendments
1
New Regulations
1
No-Action Letters
1
Policies and Procedures
1
Proposed Amendments
1
Proposed Regulation
1
Proprietary Funds
1
Regulatory Authority
1
Regulatory Violations
1
Reporting Requirements
1
Repurchase Agreements
1
Repurchases
1
Rulemaking Process
1
Secondary Markets
1
Securities
1
Securities Violations
1
Separate Accounts
1
Statutory Violations
1
Suspicious Activity Reports (SARs)
1
Swap Dealers
1
Swap Execution Facilities
1
Trading Platforms
1
Treasury Markets
1