Browse Related Topics For:

Rule 10b-5

67
SEC
57
Securities Fraud
49
Securities Exchange Act
35
Insider Trading
28
Class Action
26
Securities Litigation
25
Securities
19
SCOTUS
18
Scienter
17
Disclosure Requirements
16
Material Misstatements
15
Dismissals
15
Enforcement Actions
15
Fraud
15
Illegal Tipping
14
Material Nonpublic Information
14
Section 10(b)
12
Hedge Funds
11
PSLRA
10
Personal Benefit
10
Portfolio Managers
10
Putative Class Actions
10
US v Newman
9
Class Certification
9
Compliance
9
False Statements
9
Fraud-on-the-Market
9
Investment Adviser
9
Regulation S-K
8
Appeals
8
Janus Capital Group
8
Pleading Standards
7
Misrepresentation
6
Loss Causation
6
Rule 10(b)
6
Securities Act of 1933
6
Securities Violations
5
Amgen Inc. v Connecticut Retirement Plans
5
Financial Markets
5
Halliburton v Erica P. John Fund
5
Nvidia
5
Popular
5
Section 17(a)
5
Shareholders
5
White Collar Crimes
4
10b5-1 Plans
4
Board of Directors
4
Criminal Prosecution
4
Dell
4
Dodd-Frank
4
Halliburton
4
Mutual Funds
4
Pleadings
4
PLSRA
4
Safe Harbors
4
Stocks
3
Anti-Fraud Provisions
3
Best Buy
3
Breach of Duty
3
CFTC
3
Confidential Information
3
Corporate Officers
3
Corporations Code
3
Disclosure
3
DOJ
3
Extraterritoriality Rules
3
Failure To Disclose
3
FDA
3
First Derivative Traders
3
Form 10-K
3
Government Investigations
3
Investigations
3
Investors
3
Jury Instructions
3
Leidos Inc v Indiana Public Retirement System
3
Market Manipulation
3
Misappropriation
3
Misleading Statements
3
Motion to Dismiss
3
Public Disclosure
3
Publicly-Traded Companies
3
Reporting Requirements
3
Section 11
3
Securities Act
3
Shareholder Litigation
3
Standing
3
Stock Drop Litigation
3
Whistleblowers
2
Bribery
2
Business Valuations
2
Capital Raising
2
CFPB
2
Civil Monetary Penalty
2
Corporate Counsel
2
Corporate Governance
2
Cross-Border Transactions
2
Cybersecurity
2
Demand Futility
2
Duty to Disclose
2
Enforcement
2
ERISA
2
Facebook
2
Failure To State A Claim
2
Federal Pleading Requirements
2
Fiduciary Duty
2
Financial Institutions
2
Financial Statements
2
FINRA
2
High Frequency Trading
2
Initial Public Offerings
2
Investment
2
Investment Partnerships
2
IPO
2
Justifiable Reliance
2
Kickbacks
2
Medical Devices
2
Money Laundering
2
Morrison v National Australia Bank
2
Municipalities
2
NERA
2
New Legislation
2
Objective Falsity
2
Ocwen
2
Omissions
2
Pharmaceutical Industry
2
Price Manipulation
2
Private Securities Litigation Reform Act of 1995
2
Privately Held Corporations
2
Proxy Statements
2
Proxy Voting Guidelines
2
Rebuttable Presumptions
2
Recordkeeping Requirements
2
Regulation D
2
Retirement
2
Reversal
2
Rule 23(b)(3)
2
S&P
2
Sanctions
2
Secondary Markets
2
Silicon Valley
2
Statement of Opinion
2
Stock Prices
2
Swaps
2
Tender Offers
2
Trading Plans
2
Twombly/Iqbal Pleading Standard
2
Wells Notice
1
Accounting Standards
1
Acquisitions
1
Actual or Constructive Knowledge
1
Administrative Hearings
1
Aiding and Abetting
1
ALJ
1
Amended Complaints
1
Amgen
1
Annual Reports
1
Anti-Money Laundering
1
Appraisal Rights
1
Auditors
1
Australia
1
Australian Securities Exchange (ASX)
1
Automotive Industry
1
Bad Faith
1
Balance Sheets
1
Banging the Close
1
Bank of America
1
Bank Secrecy Act
1
Banking Crisis
1
Banking Sector
1
Banks
1
Barclays
1
Basic v Levinson
1
Bear Sterns
1
Biotechnology
1
Blackout Rules
1
Breach of Contract
1
British Virgin Islands
1
Broker-Dealer
1
Brokers
1
BSA/AML
1
Burden of Proof
1
Burden-Shifting
1
Business Torts
1
Buyers
1
C-Suite Executives
1
Capital Markets
1
Causation
1
Cease and Desist Orders
1
Census
1
Chief Compliance Officers
1
CID
1
CII
1
CMOs
1
CMS
1
Code of Conduct
1
Collateralized Loan Obligations
1
Collective Bargaining
1
Comcast
1
Comity
1
Commercial Bankruptcy
1
Commercial Real Estate Market
1
Commodities
1
Commodities Exchange Act
1
Common Stock
1
Complex Litigation
1
Condominiums
1
Confidentiality Agreements
1
Conflicts of Interest
1
Construction Contracts
1
Contract Termination
1
Control Person
1
Controlling Stockholders
1
Convictions
1
Corrective Actions
1
Credit Rating Agencies
1
Credit Ratings
1
Crowdfunding
1
Currency Transaction Reports (CTR)
1
Cyan Inc v Beaver Cty Emps Ret Fund
1
Damages
1
Dark Pool
1
Data Breach
1
Data Security
1
Deceptive Intent
1
Department of Business Oversight
1
Department of Corporations
1
Department of Energy (DOE)
1
Derivative Suit
1
DHS
1
Dirks v SEC
1
Disclaimers
1
DOL
1
Duty of Loyalty
1
Duty of Prudence
1
Duty of Trust
1
Employee Stock Purchase Plans
1
Employer Liability Issues
1
Equifax
1
ESOP
1
Ethics Breach
1
Excessive Fees
1
Exclusive Dealing Agreements
1
Exclusive Jurisdiction
1
Executive Compensation
1
Fair Market Value
1
False Advertising
1
False Claims Act (FCA)
1
Federal Jurisdiction
1
Filing Requirements
1
Financial Reporting
1
FinCEN
1
Fines
1
Florida
1
Food Manufacturers
1
Foreign Investment
1
Foreign Issuers
1
Form 10-Q
1
Form 8-K
1
Form ADV
1
Form N-Cen
1
Form N-PORT
1
Form N-SAR
1
Forum Non Conveniens
1
FRCP 12(b)(2)
1
Fresh & Easy
1
FTC
1
Funding Portal
1
Futures
1
Gabelli v SEC
1
Gelboim v Bank of America
1
Goldman Sachs
1
Goodwill
1
Hotels
1
Imputed Knowledge
1
Indictments
1
Inflated Projections
1
Intent
1
Interlocutory Appeals
1
Internal Controls
1
International Litigation
1
Inventory
1
Investment Advisers Act of 1940
1
Investment Companies
1
Investment Management
1
Investment Portfolios
1
Investor Protection
1
ISS
1
Item 303
1
Japan
1
Jerry Brown
1
Judgment As A Matter Of Law
1
Jurisdiction
1
Keurig Inc
1
Know Your Customers
1
Kraft
1
Leaked Information
1
Legislative Committees
1
Lehman Brothers
1
Lenders
1
LendingClub
1
Life Sciences
1
Lululemon
1
Mark Cuban
1
Mary Jo White
1
Material Misrepresentation
1
Materiality
1
MCDC
1
McGraw Hill
1
Media
1
Mens Rea
1
Mergers
1
Merrill Lynch
1
Miami
1
Mismanagement
1
Morgan Stanley
1
Mortgage Servicers
1
Mortgage-Backed Securities
1
Motion to Compel
1
Motion To Enjoin
1
Motion To Intervene
1
MSRB
1
Municipal Advisers
1
Municipal Bonds
1
Municipal Employees
1
Municipal Securities Issuers
1
Nasdaq
1
Negligence
1
Negligent Supervision
1
NFA
1
NLRA
1
NLRB
1
No-Action Letters
1
No-Action Relief
1
Non-Public Information
1
NYDFS
1
NYSE
1
OCC
1
OCIE
1
Offering Documents
1
Offerings
1
Offshore Banks
1
Oil & Gas
1
Omnicare
1
Omnicare v Laborers District Council
1
OTC
1
Partial Summary Judgments
1
Pay-To-Play
1
Penalties
1
Pending Legislation
1
Penny Stocks
1
Pension Funds
1
Personal Liability
1
Personally Identifiable Information
1
Physician Medicare Reimbursements
1
Ponzi Scheme
1
Predominance Requirement
1
Preliminary Injunctions
1
Prescription Drugs
1
Prime Contractor
1
Privacy Laws
1
Private Equity Funds
1
Private Funds
1
Private Offerings
1
Private Placements
1
Prospectus
1
Public Employees
1
Public Finance
1
Public Officials
1
Public Relations
1
Pump and Dump
1
Rating Agencies
1
Reasonable Reliance Claims
1
Recklessness
1
Recusal
1
Registration Requirement
1
Regulation FD
1
Regulation M
1
Regulation S-X
1
Regulatory Standards
1
Respondeat Superior
1
Retirement Plan
1
Right of FIrst Refusal
1
Right to a Jury
1
RMBS
1
Rule 11
1
Rule 23
1
Rule 506 Offerings
1
Sales
1
Sales & Distribution Agreements
1
Sanofi
1
SAR
1
Sarbanes-Oxley
1
Say-on-Pay
1
Schedule 13D
1
Section 10 of the Exchange Act
1
Section 16
1
Section 25401
1
Securities Exchanges
1
Securitization
1
Security-Based Swaps
1
Sellers
1
Settlement
1
Settlement Offer
1
Seventh Amendment
1
Shell Corporations
1
SLUSA
1
Startups
1
State Securities Claims
1
Statute of Limitations
1
Statute of Repose
1
Steve Cohen
1
STOCK Act
1
Stock Float
1
Stock Repurchases
1
Stock Trades
1
Strict Liability
1
Structured Dismissals
1
Subpoenas
1
Subprime Mortgages
1
Supervision
1
Surveys
1
Suspicious Activity Reports (SARs)
1
Technology
1
Terrorism Funding
1
Toshiba
1
Trade Secrets
1
Trading Platforms
1
U.S. Treasury
1
Unions
1
US v Salman
1
Volkswagen
1
Wal-Mart
1
WebMD
1
Whistleblower Awards
1
Whistleblower Protection Policies
1
Wire Fraud
1
Young Lawyers