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Commodities Futures Trading Commission Enforcement Actions

The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from... more +
The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from fraud, abuse, and systemic risk associated with derivatives subject to the Commodities Exchange Act. In 2010, as a result of the Frank-Dodd Wall Street Reform and Consumer Protection, the Commission’s role was expanded to include drafting rules for regulating the swaps marketplace. less -
Goodwin

Digital Currency & Blockchain Quarterly Litigation Update - November 2025

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Welcome to Goodwin’s Digital Currency & Blockchain Quarterly Litigation Update, in which our Chambers-ranked global team of specialists shares highlights and key litigation and enforcement updates that are shaping the...more

Moore & Van Allen PLLC

The Desk: November

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In keeping with the theme of things during the U.S. government shutdown, this month’s edition of The Desk does not follow our traditional order. Instead of launching into our Enforcement Round-Up first, we begin with the...more

Brownstein Hyatt Farber Schreck

Nevada Gaming Control Board Issues Guidance Concerning Sports Event Contracts

In the midst of its ongoing litigation with three leading prediction market companies, also known as “designated contract markets” or[JS1]  “DCMs,” the Nevada Gaming Control Board (“NGCB” or “Board”) recently issued guidance...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - October 30, 2025

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On Oct. 27, President Donald Trump nominated Michael Selig, the current chief counsel for the Securities and Exchange Commission (SEC) Crypto Task Force and senior adviser to SEC chairman Paul Atkins, as the 16th chairman of...more

Ropes & Gray LLP

Crypto Quarterly: Digital Assets, Blockchain, and Related Technologies Update

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The landscape of government enforcement, private litigation, and federal and state regulation of DIGITAL ASSETS, BLOCKCHAIN, AND RELATED TECHNOLOGIES is constantly evolving. Each quarter, Ropes & Gray attorneys analyze...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - October 23, 2025

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On Oct. 23, President Donald Trump issued a presidential pardon for Changpeng Zhao, the founder of cryptocurrency exchange Binance, who in 2023 had plead guilty to various money laundering charges. In a statement, White House...more

Cozen O'Connor

Bipartisan AG Coalition Secures Shiny Win in Precious Metals Fraud Case

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The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission (CFTC) against Safeguard...more

Womble Bond Dickinson

How a Whistleblower Can Derail a DPA

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A recent suit illustrates how whistleblowers may adversely impact a company’s DPA, leading to further investigation by the DOJ and additional penalties. In 2023, Connecticut-based Freepoint Commodities LLC (Freepoint)...more

Morrison & Foerster LLP

CFTC Announces Policy Governing Criminal Referrals to Department of Justice

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The CFTC issued the Policy Statement and prior Staff Advisory Letter 25-19 in response to Executive Order 14294, “Fighting Overcriminalization in Federal Regulations,” issued on May 9, 2025. The Executive Order directs...more

BakerHostetler

Weekly Blockchain Blog - October 2025 #3

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Group of Major Global Banks Exploring Stablecoin Focused on G7 Currencies On Oct. 10, a major French multinational bank announced that a group of leading international banks is jointly exploring the potential issuance of...more

Troutman Pepper Locke

Kalshi Sues Ohio Regulator Over Authority Dispute

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On October 7, 2025, Kalshi, a platform specializing in prediction market trading, filed a lawsuit against the Ohio Casino Control Commission (OCCC) and Ohio attorney general (AG), alleging that their regulatory actions...more

Patomak Global Partners

Spoofing Enforcement Cases and Steps to Protect Your Firm

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As recently as September 2025, the financial industry saw a number of Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and foreign regulators bring enforcement actions related to...more

Morgan Lewis

Securities Enforcement Roundup – September 2025

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In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from September 2025. ...more

Paul Hastings LLP

What You Should Know About the CFTC, Part 2: Enforcement

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The CFTC Has Broad Enforcement Authority - The CFTC’s enforcement authority is exercised through its Division of Enforcement (DOE), which is empowered with broad authority to investigate and pursue violations of the...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - October 2, 2025

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On Sept. 30, the Securities and Exchange Commission (SEC) issued a no-action letter granting relief to registered investment advisers (RIAs) and registered funds (funds) that seek to use state-chartered trust companies (state...more

Moore & Van Allen PLLC

The Desk: October

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Happy October, the CFTC kept us very busy in September. Nonetheless, it’s time to plan your Halloween costume (unless like me, your children have already decided that for you). Options are Ghost of PTMMM (roams the halls...more

Skadden, Arps, Slate, Meagher & Flom LLP

CFTC Proposes Eliminating the Pre-Trade Mid-Market Mark Requirement

On September 24, 2025, the Commodity Futures Trading Commission (CFTC) issued a Notice of Proposed Rulemaking proposing amendments to the CFTC’s business conduct and swap trading relationship documentation rules applicable to...more

BakerHostetler

Weekly Blockchain Blog – September 2025 #4

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New Stablecoins Launch in Europe, U.S. Credit Card Offers Bitcoin Rewards - Cryptocurrency exchange Bullish recently published a press release announcing that its European affiliate, Bullish Europe, will be the first...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - September 25, 2025

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On Sept. 18, the U.S. Department of the Treasury (Treasury) released an advance notice of proposed rulemaking (Notice) inviting public comment on its upcoming regulations under the Guiding and Establishing National Innovation...more

Troutman Pepper Locke

Massachusetts AG Sues Kalshi, Highlighting Unresolved Questions About Predictive Market Contracts

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Massachusetts Attorney General (AG) Andrea Joy Campbell recently filed a lawsuit in Suffolk Superior Court against KalshiEX LLC (Kalshi), an online prediction market platform, alleging that the platform runs an illegal sports...more

Foley & Lardner LLP

CFTC Obtains Multimillion-Dollar Judgment in Parallel Crypto Case

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The output of new enforcement actions from the Commodity Future Trading Commission (CFTC) has virtually ground to a halt in 2025, with a slowdown that greatly exceeds the slower pace of new Securities and Exchange Commission...more

Katten Muchin Rosenman LLP

Reaching the Finish Line: The CFTC Concludes Its Enforcement Sprint by Offering Lower Fines for Self-Reporting and Cooperation

This spring saw a flurry of activity from Acting Chairman Caroline D. Pham and the US Commodity Futures Trading Commission (the Commission or CFTC) regarding changes to CFTC enforcement priorities. Under her leadership,...more

Thomas Fox - Compliance Evangelist

10 For 10: Top Compliance Stories For the Week Ending September 20, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to...more

Katten Muchin Rosenman LLP

Financial Markets and Funds Quick Take | Issue 42

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

Thomas Fox - Compliance Evangelist

10 For 10: Top Compliance Stories For the Week Ending September 13, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to...more

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