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Commodities Futures Trading Commission Securities and Exchange Commission (SEC)

The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from... more +
The United States Commodities Futures Trading Commission was created in 1974 to regulate commodity futures and option markets. The Commission’s mission is to protect market participants and the public from fraud, abuse, and systemic risk associated with derivatives subject to the Commodities Exchange Act. In 2010, as a result of the Frank-Dodd Wall Street Reform and Consumer Protection, the Commission’s role was expanded to include drafting rules for regulating the swaps marketplace. less -
Ropes & Gray LLP

Ropes & Gray’s Investment Management Update September – October 2025

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The following summarizes recent legal developments of note affecting the investment management industry: On September 30, 2025, the SEC Division of Investment Management (the “Division”) issued a no-action letter permitting...more

Goodwin

Digital Currency & Blockchain Quarterly Litigation Update - November 2025

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Welcome to Goodwin’s Digital Currency & Blockchain Quarterly Litigation Update, in which our Chambers-ranked global team of specialists shares highlights and key litigation and enforcement updates that are shaping the...more

Patomak Global Partners

SBSD De Minimis Threshold Phase-In: Potential Relief Ahead, but Firms Should Prepare for All Scenarios

Situation Overview: The SEC’s temporary de minimis thresholds for security-based swap dealing activity ($8 billion for credit default swaps and $400 million for non-CDS) are scheduled to change following the expiration of the...more

Moore & Van Allen PLLC

The Desk: November

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In keeping with the theme of things during the U.S. government shutdown, this month’s edition of The Desk does not follow our traditional order. Instead of launching into our Enforcement Round-Up first, we begin with the...more

Paul Hastings LLP

What You Should Know About the CFTC, Part 3: Looking Forward

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In Part 3 of this three-part series, we address the current outlook of the CFTC and how it may evolve given changes in leadership. In late October, the Trump administration nominated Michael Selig to serve as the new CFTC...more

Whiteford

Client Alert: GENIUS and CLARITY in Practice: Action Steps for Crypto Compliance

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The next 12 months will separate leaders from laggards in U.S. digital finance. Congress’s passage of the GENIUS Act and rapid advancement of the CLARITY Act signal a turning point for stablecoin issuers, DeFi platforms,...more

DLA Piper

Blockchain and Digital Assets News and Trends – October 2025

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This periodic bulletin is designed to help companies identify important legal developments governing the use and acceptance of blockchain technology, smart contracts, and digital assets....more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - October 30, 2025

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On Oct. 27, President Donald Trump nominated Michael Selig, the current chief counsel for the Securities and Exchange Commission (SEC) Crypto Task Force and senior adviser to SEC chairman Paul Atkins, as the 16th chairman of...more

Akin Gump Strauss Hauer & Feld LLP

UK Financial Conduct Authority Consults on Fund Tokenisation

Historically, the FCA’s position on crypto assets was consistently to repeat to consumers that “if you decide to invest in crypto then you should be prepared to lose all the money you have invested”. Suffice to say, the FCA’s...more

Paul Hastings LLP

White House to Nominate Michael Selig as CFTC Chair, Federal Reserve Considers ‘Skinny’ Master Account and SEC Clarifies...

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Members of Congress and the financial services regulators demonstrated continued attention to market structure legislation, stablecoins and tokenization. Michael Selig was nominated to serve as CFTC Chair, with Caroline Pham...more

Ropes & Gray LLP

Crypto Quarterly: Digital Assets, Blockchain, and Related Technologies Update

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The landscape of government enforcement, private litigation, and federal and state regulation of DIGITAL ASSETS, BLOCKCHAIN, AND RELATED TECHNOLOGIES is constantly evolving. Each quarter, Ropes & Gray attorneys analyze...more

Cozen O'Connor

The State AG Report – 10.23.2025

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Here are curated AG and federal regulatory news stories highlighting key areas in which state and federal regulators’ decisions are having an impact across the US: • Bipartisan AG Coalition Secures Shiny Win in Precious...more

Cooley LLP

Capital Markets Update – October 2025 One-Minute Reads

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SEC spring 2025 regulatory agenda Securities and Exchange Commission (SEC) Chair Paul Atkins issued a statement that the Office of Information and Regulatory Affairs had released the spring 2025 Unified Agenda of Regulatory...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - October 23, 2025

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On Oct. 23, President Donald Trump issued a presidential pardon for Changpeng Zhao, the founder of cryptocurrency exchange Binance, who in 2023 had plead guilty to various money laundering charges. In a statement, White House...more

Skadden, Arps, Slate, Meagher & Flom LLP

Democratic DeFi Proposal Highlights Competing Visions for Cryptoasset Market Structure Regulation

A new Democratic counterproposal on DeFi regulation highlights several policy differences over how to regulate digital asset market structure in the U.S. Due to policy disagreements, lawmakers remain at odds over the timeline...more

Troutman Pepper Locke

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – October 2025 # 2

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To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week....more

Katten Muchin Rosenman LLP

SEC Chairman Paul Atkins Charts a New Regulatory Approach for Digital Assets

Securities and Exchange Commission (SEC) Chairman Paul S. Atkins promoted a forward-looking regulatory agenda centered on innovation, market competitiveness, and long-term predictability at the Futures and Derivatives Law...more

Paul Hastings LLP

DeFi Proposal Pauses Market Structure Talks, First Staking Spot ETPs Launch in the US, and Treasury and IRS Release Guidance

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As the federal government shutdown continues, digital asset policy attention has shifted toward tax, banking supervision and market structure negotiations. On Capitol Hill, bipartisan Senate talks on crypto market structure...more

Patomak Global Partners

Spoofing Enforcement Cases and Steps to Protect Your Firm

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As recently as September 2025, the financial industry saw a number of Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and foreign regulators bring enforcement actions related to...more

Morgan Lewis

Securities Enforcement Roundup – September 2025

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In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from September 2025. ...more

Paul Hastings LLP

SEC Issues No-Action Letters, SEC-CFTC Host Joint Roundtable, SEC Chair Outlines IPO Reforms and California and New York Release...

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The past week saw significant regulatory activity, reflecting growing momentum toward inter-agency coordination and the modernization of U.S. financial oversight. The SEC issued two no-action letters — one addressing the use...more

DLA Piper

Key Capital Market Trends: Digital Asset Treasuries

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US public companies increasingly embrace digital assets as part of their corporate treasury strategies. Known as digital asset treasury (DAT) companies, these public companies, at the core of their revamped business model,...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - October 2, 2025

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On Sept. 30, the Securities and Exchange Commission (SEC) issued a no-action letter granting relief to registered investment advisers (RIAs) and registered funds (funds) that seek to use state-chartered trust companies (state...more

Polsinelli

Blockchain+ Bi-Weekly—CFTC/SEC Move Forward with Crypto-Focused Initiatives and Important No-Action Relief

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Even as Congress remains preoccupied with debates over federal funding and digital asset market structure legislation looks increasingly uncertain in this session, there has still been much to report, as administrative...more

BakerHostetler

SEC and FINRA Probe DATs: What It Means and How To Respond

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It was recently reported that the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) began probing Digital Asset Treasury companies (DATs), raising a variety of compliance...more

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