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Class Action Arbitration Waivers Securities Regulation

Paul Hastings LLP

SEC Issues Policy Statement on Mandatory Arbitration Provisions in Governing Documents

Paul Hastings LLP on

On Sept. 17, the Securities and Exchange Commission (SEC) issued a Policy Statement stating that the SEC would henceforth declare effective registration statements of companies that provide for mandatory arbitration of...more

Ballard Spahr LLP

New SEC Policy Statement Allows Companies Seeking to Register Securities to Include a Mandatory Arbitration Provision in Their...

Ballard Spahr LLP on

Citing a host of recent U.S. Supreme Court rulings interpreting the Federal Arbitration Act (FAA), the Securities and Exchange Commission (SEC) has “determined that the presence of an issuer-investor mandatory arbitration...more

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