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Class Action Arbitration Waivers › Securities Regulation › Securities Act of 1933

Ballard Spahr LLP

New SEC Policy Statement Allows Companies Seeking to Register Securities to Include a Mandatory Arbitration Provision in Their...

Ballard Spahr LLP on

Citing a host of recent U.S. Supreme Court rulings interpreting the Federal Arbitration Act (FAA), the Securities and Exchange Commission (SEC) has “determined that the presence of an issuer-investor mandatory arbitration...more

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