An analysis of the Securities and Exchange Commission’s (SEC’s) enforcement activity in FY 2025 reveals that the SEC initiated 56 actions against public companies and subsidiaries in FY 2025, a decrease of 30% from FY 2024....more
93% of FY 2025 actions were filed before the SEC administration change. The U.S. Securities and Exchange Commission (SEC) brought 30% fewer enforcement actions against public companies and subsidiaries in FY 2025 than in FY...more
This Latham resource allows FPIs with a 31 March fiscal year-end to stay abreast of key SEC filing dates and financial staleness deadlines....more
On November 22, 2024, the US Securities and Exchange Commission (SEC) released its enforcement results for fiscal year ("FY") 2024 (October 1, 2023 through September 30, 2024).1 While the next administration's approach to...more