News & Analysis as of

Form ADV Artificial Intelligence Fiduciary Duty

Vinson & Elkins LLP

Designing Compliance Programs for Today’s Private Fund Advisers

Vinson & Elkins LLP on

As private fund advisers move out of Form ADV annual amendment season, the regulatory conversation shifts in a very practical way. The focus moves from what has been disclosed to whether an adviser’s compliance program is...more

Morrison & Foerster LLP

AI Compliance Tips for Advisers

Morrison & Foerster LLP on

As artificial intelligence (AI) systems such as ChatGPT and other generative tools gain traction across the financial services industry, investment advisers are increasingly exploring ways to leverage AI in their operations....more

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