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Institutional Investment Mutual Funds

FINRA Approves Use of Related Performance in Mutual Fund Marketing Materials to Institutional Investors

by Ropes & Gray LLP on

On May 12, 2015, the FINRA staff published an interpretive letter (the “Letter”) permitting FINRA members to include Related Performance Information in mutual fund marketing materials directed at institutional investors...more

Alberta Increases Access to Private Placements for Institutional Investors

By blanket order granted November 20, 2014, the Alberta Securities Commission (ASC) removed barriers to participation by institutional investors in private placements by foreign issuers by addressing three requirements that...more

Will the IPO Market Keep Its Momentum?

by Foley & Lardner LLP on

We’ve had a very active IPO market during the past year. A couple of reasons explain this phenomenon. First, institutional investors pulled back from the more risky initial public offerings after the crash of 2008. As the...more

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