News & Analysis as of

Listing Standards Canada

The Financial Report - Volume 5, No. 4 - February 2016 (Global)

by DLA Piper on

A recent federal district court decision and a proposed New York State Department of Financial Services regulation have further expanded the risk of liability for chief compliance officers, this time in the context of...more

The Financial Report - Volume 4, No. 6 • March 2015 (Global)

by DLA Piper on

OSC Investor Advisory Panel annual report. The Ontario Securities Commission (OSC) Investor Advisory Panel submitted its 2013-14 annual report. The report summarizes the Panel’s current activities and priorities as well...more

TSX Staff Notice Guidance Impacts IPO Plans

by Dentons on

On November 7, 2013, the Toronto Stock Exchange (“TSX”) issued a Staff Notice to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations (“Staff Notice”) that provides guidance for companies considering...more

Accessing Asian Capital By Canadian Companies – The Case For Listing In Hong Kong

by Dentons on

Why Hong Kong - Michael Chan, Assistant Vice President of the Global Markets Division of the Hong Kong Stock Exchange (“HKEx”), was recently in Canada, visiting Calgary, Toronto and Vancouver and delivering a...more

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