Alexander Middlemiss

Alexander Middlemiss

Sullivan & Worcester

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California Jury Stamps Its Approval on SEC’s Novel Shadow Trading Theory

Showcasing its shadow trading theory in a case of first impression, the U.S. Securities and Exchange Commission (SEC) secured a favorable verdict in a closely watched case. After hearing testimony over eight days of trial, a...more

4/11/2024  /  Enforcement Actions , Insider Trading , Misappropriation , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Litigation , Securities Regulation , Securities Violations
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