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Andrew Sachs

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SEC Issues Guidance to Ease Fund Implementation of “Clean Shares”

In January, we authored a post discussing an SEC no-action letter, dated January 11, 2017, to Capital Group (the “Capital Group Letter”), the parent company of American Funds. In the Capital Group Letter, the SEC agreed that...more

3/8/2017  /  Brokers , Clean Shares , Investment Company Act of 1940 , Mutual Funds , Securities and Exchange Commission (SEC)
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