As required by the Dodd-Frank Act, the SEC on July 10, 2013, adopted final Rule 506(d) to "disqualify felons and other bad actors" from Regulation D private offerings. New Rule 506(d) identifies persons and triggering events...more
8/26/2013
/ Accredited Investors ,
Advertising ,
Bad Actors ,
Compliance ,
Dodd-Frank ,
Due Diligence ,
Exemptions ,
General Solicitation ,
Regulation D ,
Rule 506 Offerings ,
Securities and Exchange Commission (SEC)