Brian Rosenau

Brian Rosenau

Dorsey & Whitney LLP

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SEC Approves NASDAQ Rule Requiring Disclosure of “Golden Leash” Arrangements

On July 1, 2016, the Securities and Exchange Commission approved a change to the NASDAQ Stock Market LLC’s Listing Rules that will require NASDAQ-listed companies to publicly disclose so-called “golden leash” arrangements....more

7/6/2016  /  Board of Directors , Directors , Disclosure Requirements , Final Rules , Golden Leash Arrangements , Nasdaq , Proxy Statements , Securities and Exchange Commission (SEC) , Shareholder Activism

Third Time’s a Charm: NASDAQ Amends Proposed Rule Requiring Disclosure of “Golden Leash” Arrangements

As we previously reported here, on January 28, 2016, the NASDAQ Stock Market LLC proposed a change to its Listing Rules that, if implemented, would have required NASDAQ-listed companies to publicly disclose so-called “golden...more

5/26/2016  /  Board of Directors , Director Compensation , Disclosure Requirements , Nasdaq , Proposed Regulation , Proxy Contests , Securities and Exchange Commission (SEC) , Shareholder Activism

NASDAQ Resubmits Proposed Rule Requiring Disclosure of "Golden Leash" Arrangements

As we previously reported, on January 28, 2016, the NASDAQ Stock Market LLC proposed a change to its Listing Rules that, if implemented, would have required NASDAQ-listed companies to publicly disclose so-called “golden...more

3/18/2016  /  Board of Directors , Director Compensation , Disclosure Requirements , Nasdaq , Proposed Regulation , Proxy Contests , Securities and Exchange Commission (SEC) , Shareholder Activism

Update Regarding Potential NASDAQ Rules Relating to “Golden Leash” Arrangements

As we previously reported here, on January 28, 2016, the NASDAQ Stock Market LLC proposed a change to its listing rules that, if implemented, would have required NASDAQ-listed companies to publicly disclose so-called “golden...more

2/19/2016  /  Audit Committee , Board of Directors , Compensation Committee , Director Nominations , Disclosure Requirements , Nasdaq , Proposed Regulation , Shareholder Activism

NASDAQ Proposes Rule Requiring Disclosure of “Golden Leash” Arrangements

On January 28, 2016, the NASDAQ Stock Market LLC proposed a change to its Listing Rules that, if implemented, would require NASDAQ-listed companies to publicly disclose so-called “golden leash” arrangements. “Golden leash”...more

2/8/2016  /  Compensation Agreements , Directors , Disclosure Requirements , Nasdaq , Nominee Directors , Proposed Regulation , Securities and Exchange Commission (SEC) , Shareholder Activism

Quirky Question #251, Naming Names in SEC Filings?

Question: Our publicly traded company must file a disclosure with the SEC, and we’re trying to determine what information to include regarding recent charges of discrimination that former employees have filed with the...more

1/22/2015  /  Disclosure Requirements , Discrimination , Employer Liability Issues , Enforcement Actions , Equal Employment Opportunity Commission (EEOC) , Filing Requirements , Form 10-K , Regulation S-K , Right to Privacy , Securities and Exchange Commission (SEC)
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