On June 13, 2016, the Securities and Exchange Commission (SEC) accepted the settlement offers made by two firms and three executives charged with using deceptive business practices in dealing with five school districts. As...more
7/22/2016
/ Bids ,
Cease and Desist ,
Civil Monetary Penalty ,
Confidential Information ,
Corporate Executives ,
Dodd-Frank ,
Enforcement Actions ,
Fiduciary Duty ,
Injunctive Relief ,
MSRB ,
Municipal Advisers ,
Rule G-17 ,
School Districts ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Settlement Offer ,
Unfair or Deceptive Trade Practices