On June 18, the U.S. Securities and Exchange Commission (SEC) announced enforcement actions against 36 municipal bond underwriters, the first enforcement actions against underwriters brought by the SEC under the...more
6/24/2015
/ Disclosure Requirements ,
Enforcement Actions ,
MCDC ,
Misleading Statements ,
Municipal Bonds ,
Municipal Securities Issuers ,
Omissions ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Self-Reporting ,
Underwriting