David Dickstein

David Dickstein

Katten Muchin Rosenman LLP

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Corporate and Financial Weekly Digest - Volume XII, Issue 23

SEC/CORPORATE - SEC Updates to Form ADV FAQs - On June 12, the staff of the Securities and Exchange Commission’s Division of Investment Management updated its Frequently Asked Questions on Form ADV and IARD. Much of the...more

6/23/2017  /  Administrative Interpretation , Credit Default Swaps , EU , Form ADV , MiFID II , MiFIR , Proposed Rules , Public Meetings , UK Brexit
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