David Perlman

Bracewell LLP

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Latest Posts › Civil Monetary Penalty

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Barclays Motion to Dismiss Raises Significant Issues About FERC Jurisdiction

After an investigation of actions in the western electricity markets by Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (collectively, the “Traders” and together with Barclays,...more

1/7/2014 / Barclays , Civil Monetary Penalty , Disgorgement , FERC , Fines , Jurisdiction , Unjust Enrichment

CFTC Exercises Disruptive Trading Authority for the First Time

By order dated July 22, 2013, the Commodity Futures Trading Commission (CFTC or Commission) settled charges against Panther Energy Trading LLC and its principal Michael Coscia for engaging in the disruptive trading practice...more

7/26/2013 / CFTC , Civil Monetary Penalty , Disgorgement , Disruptive Trading Practices , Dodd-Frank , Enforcement Actions , Spoofing

FERC Assesses Record Civil Penalty But the Story Is Just Beginning

By Order dated July 16, 2013 the Federal Energy Regulatory Commission (FERC) assessed civil penalties against Barclays Bank Plc. and four of its traders – Daniel Brin, Scott Connelly, Karen Levine and Ryan Smith (Order). The...more

7/18/2013 / Barclays , Civil Monetary Penalty , Disgorgement , FERC , Fines , Profits

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