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SEC Adopts Cybersecurity Risk Management Strategy Governance Incident Disclosure Rules

On March 9, 2022, the U.S. Securities and Exchange Commission (SEC) released proposed rules regarding public companies’ reporting of (i) cybersecurity incidents, (ii) policies and procedures for identifying and managing...more

SEC Proposes New, Formal Cybersecurity Disclosure Rules

On March 9, 2022, the U.S. Securities and Exchange Commission (SEC) proposed a number of new rules to enhance public companies’ reporting of (i) cybersecurity incidents, (ii) their policies and procedures for identifying and...more

SEC Proposes Change to Rule 144 Holding Period for Variable Rate Convertible Securities

On Dec. 22, 2020, the U.S. Securities and Exchange Commission (SEC) proposed rule changes that would require the mandatory six-month holding period under Rule 144 to begin at the time of conversion or exchange of a security...more

SEC Report Reiterates Cybersecurity Implications for Internal Control Requirement

On October 16, 2018, the Securities and Exchange Commission (SEC) issued a report on the results of investigations made by the SEC’s Division of Enforcement into nine public companies that were victims of cyber-related...more

SEC Takes Steps to Reduce Burden of Being Public on Smaller Companies

On June 28, the Securities and Exchange Commission (SEC) acted to reduce the burden of being public on smaller companies by voting to expand its definition of “smaller reporting company” to increase the number of public...more

Between a Rock and a Hard Place: SEC Disclosure Analysis in Light of Yahoo Settlement

On April 25, the Securities and Exchange Commission announced a settlement with Yahoo that constituted its first enforcement action against a public company for failing to disclose a data breach. This settlement...more

SEC Approves New Statement and Interpretive Guidance on Cybersecurity

On Feb. 20, 2018, the Securities and Exchange Commission approved the issuance of a statement and interpretive guidance related to cybersecurity — the first such statement by the SEC in almost seven years. SEC Chairman Jay...more

SEC to Allow Abbreviated Tender or Exchange Offers for Non-Convertible Debt Securities

On January 23, 2015, the Securities and Exchange Commission (SEC) granted no action relief in response to a letter submitted on behalf of a consortium of law firms seeking relief from rules regarding the length of time that...more

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