Regulators across the globe are intensifying their focus on enforcing the regulation of the asset management industry. Over the last twelve months, the global Financial Stability Board, the International Monetary Fund, the US...more
4/10/2015
/ Asset Management ,
Bank of England ,
Dawn Raids ,
Document Productions ,
Duty to Cooperate ,
Enforcement Actions ,
Financial Conduct Authority (FCA) ,
FSB ,
FSMA ,
Government Investigations ,
Request For Information ,
UK
The UK Financial Services Authority (“FSA”) was abolished on 1 April 2013 and replaced by three new regulators. The Financial Services Act 2012 introduced the Financial Conduct Authority (“FCA”), the Prudential Regulatory...more