On October 16, the SEC Division of Investment Management granted no-action relief in response to a request by Orrick on behalf of Redwood Trust. The Redwood request and the SEC staff response impact the way in which...more
10/25/2017
/ Division of Investment Management ,
Fannie Mae ,
FHFA ,
Freddie Mac ,
GSE ,
Investment ,
Investment Company Act of 1940 ,
Mortgage REITS ,
Mortgages ,
No-Action Letters ,
Real Estate Market ,
Securities and Exchange Commission (SEC) ,
Transfer of Interest
On October 16, the SEC Division of Investment Management granted no-action relief in response to a request by Orrick on behalf of Redwood Trust. The Redwood request and the SEC staff response impact the way in which...more
10/23/2017
/ Division of Investment Management ,
Fannie Mae ,
FHFA ,
Freddie Mac ,
GSE ,
Investment ,
Investment Company Act of 1940 ,
Mortgage REITS ,
Mortgages ,
No-Action Letters ,
Real Estate Market ,
Securities and Exchange Commission (SEC) ,
Transfer of Interest
On September 1, 2016, the U.S. Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealer and Intermediary Oversight announced that it “issued a time-limited, no-action letter stating that it will not recommend...more
On April 8, the U.S. Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight issued a no-action letter regarding the ownership and control final rule (the “OCR Final Rule”). The OCR Final Rule requires...more