Gabrielle Bernstein

Gabrielle Bernstein

Foley Hoag LLP

Contact  |  View Bio  |  RSS

Latest Posts › Custody Rule

Share:

Policy Statement Released Concerning the Custody Rule for Massachusetts-Registered Investment Advisers

In light of custody-related deficiencies identified by the Massachusetts Securities Division in recent examinations of Massachusetts-registered investment advisers, the Division released a Policy Statement on November 14,...more

12/11/2013 - Compliance Custody Rule Investment Adviser Verification Requirements

1 Results
|
View per page
Page: of 1