Gabrielle Bernstein

Gabrielle Bernstein

Foley Hoag LLP

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Latest Posts › Custody Rule

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Policy Statement Released Concerning the Custody Rule for Massachusetts-Registered Investment Advisers

In light of custody-related deficiencies identified by the Massachusetts Securities Division in recent examinations of Massachusetts-registered investment advisers, the Division released a Policy Statement on November 14,...more

12/11/2013 - Compliance Custody Rule Investment Adviser Verification Requirements

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