CFTC Re-Proposes Capital Rules for Swap Dealers:
The Commodity Futures Trading Commission re-proposed minimum capital requirements for swap dealers and major swap participants that are not subject to prudential...more
California Federal Court Refuses to Stop FERC Lawsuit to Uphold the Validity of US $453 Million Penalty for Manipulating Electricity Prices: A federal court in California refused to stop a lawsuit by the Federal Energy...more
3/8/2016
/ Barclays ,
Chicago Mercantile Exchange (CME) ,
China ,
Civil Monetary Penalty ,
Federal Reserve ,
FERC ,
Foreign Official ,
Global Systemically Important Financial Institutions (GSIFI) ,
Price Manipulation ,
Qualcomm ,
Sanctions ,
Securities and Exchange Commission (SEC)
Hackers and Traders Charged by SEC and Department of Justice in International Securities Fraud Scheme -
The computer servers of three major newswire companies were allegedly hacked as part of an elaborate illicit...more
8/18/2015
/ Administrative Law Judge (ALJ) ,
Appointments Clause ,
BP ,
CFTC ,
Chicago Mercantile Exchange (CME) ,
Conflicts of Interest ,
Counterparties ,
Criminal Prosecution ,
Dark Pool ,
Department of Justice (DOJ) ,
EMIR ,
European Securities and Markets Authority (ESMA) ,
FERC ,
Hackers ,
Indictments ,
Natural Gas ,
Preliminary Injunctions ,
Regulation SHO ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Swap Dealers ,
Trade Market Abuse ,
UK