Disciplinary Proceedings

When "Peer Review" Has Ulterior Motives

by Patrick Malone & Associates P.C. | DC Injury... on 4/4/2013

A federal judge this week upheld a jury verdict against the American Academy of Orthopedic Surgeons, finding sufficient evidence for the jury's decision that the AAOS acted with "reckless disregard for the truth" in...more

Proposed Change to FINRA Rule Regarding Release of Disciplinary Complaints, Decisions and Other Information

by Tanja Samardzija, James Van De Graaff | Katten Muchin Rosenman LLP on 4/2/2013

The Financial Industry Regulatory Authority filed a proposed rule change to amend Rule 8313, which governs the release of disciplinary and other information by FINRA to the public. Among other things, amended Rule 8313 would...more

Time Considerations in California Occupational License Law

by Christine McCall on 3/4/2013

Discussion of special legal and strategic considerations re time and time limits in California professional/occupational licensing law and State actions re license enforcement and discipline. ....more

FINRA Panel Rules on Charles Schwab's Challenge to FINRA Rules Prohibiting Class Action Waiver Clauses

by Gregory Eisenreich | Barger & Wolen on 2/25/2013

In October 2011, Charles Schwab ("Schwab") began inserting into its customer Account Agreements a class action waiver clause....more

Recent Administrative Law Notes

by Messer & Caparello, P.A. on 2/22/2013

The Fourth District Court of Appeal recently held that the due process rights of a party are not violated in the circumstance where the administrative law judge who issued the recommended order was not the same administrative...more

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When "Peer Review" Has Ulterior Motives

Proposed Change to FINRA Rule Regarding Release of Disciplinary Complaints, Decisions and Other Information

Time Considerations in California Occupational License Law

FINRA Panel Rules on Charles Schwab's Challenge to FINRA Rules Prohibiting Class Action Waiver Clauses

Recent Administrative Law Notes

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