Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of December 19, 2023. All prior versions are superseded and should be discarded. Please note the following...more
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of March 25, 2021. All prior versions are superseded and should be discarded. Please note the following developments...more
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 29, 2019. All prior versions are superseded and should be discarded. Please note that since we last...more
UK-Based Subsidiary of US Bank Fined UK £34.5 Million for Not Reporting Certain Derivatives Transactions As Required: UK-based Merrill Lynch International consented to the imposition of a fine of £34.5 million (the equivalent...more
11/1/2017
/ Criminal Prosecution ,
Cryptocurrency ,
Disruptive Trading Practices ,
Distributed Ledger Technology (DLT) ,
Dodd-Frank ,
Foreign Exchanges ,
Foreign Subsidiaries ,
Regulatory Agenda ,
Reporting Requirements ,
Securities Fraud ,
Wash Trades
Retail Foreign Exchange Dealer Agrees With CFTC and NFA to Cease Doing Business for Concealing Relationship With Closely Tied Market Maker -
Forex Capital Markets, LLC, a retail foreign exchange dealer, and two of its...more
This Foreign Listed Stock Index Futures and Options Approvals chart is current as of November 2016....more
Swiss Franc-Euro Decoupling Spurs Worldwide Legal and Regulatory Fallout -
Following the unexpected decoupling by the Swiss National Bank (SNB) of the Swiss franc-Euro exchange rate on January 15; the subsequent...more