Gillian Lindsay Whittlesey

Gillian Lindsay Whittlesey

BakerHostetler

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Seventh Circuit Ruling Reaffirms: The Financial Industry Compliance Crackdown Continues

The need for risk and compliance officers is skyrocketing as lenders and financial market participants remain under strict scrutiny in the wake of the 2008 financial crisis. J. P. Morgan Chase & Co. recently announced plans...more

5/16/2014 - Compliance Enforcement Actions FINRA JPMorgan Chase SEC

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