Glen Cuccinello

Glen Cuccinello

White & Case LLP

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Permitted Finder Activities: SEC Proposes Long-Awaited Exemption

Finders seeking to assist companies in raising capital are required to navigate an often cloudy path to determine whether the finder's activities and any compensation the finder would receive for its services would run afoul...more

10/15/2020  /  Broker-Dealer , Capital Raising , Exemptions , Finder's Fees , Finders , Private Offerings , Proposed Rules , Public Comment , Securities and Exchange Commission (SEC) , Securities Exchange Act
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