Iain Wright

Morgan Lewis

+ Follow Contact

Latest Posts › Transparency

Share:

UK Financial Conduct Authority Signals Significant Changes to the FCA Handbook arising from EU Market Abuse Regulation

Removal of the Model Code and Disclosure Rules are among the important modifications. On 5 November 2015, the UK Financial Conduct Authority (FCA) published its consultation paper addressing the changes it proposes to...more

11/13/2015 / Consultation Periods , Disclosure Requirements , EU , Financial Conduct Authority (FCA) , FSMA , Market Abuse , Small and Medium-Sized Enterprises (SMEs) , Transparency , UK

Association of British Insurers Releases New Best Practice Guidelines for Lock-Up Periods

The Association of British Insurers’ guidelines recommend greater transparency in disclosures relating to lock-up agreements. On 14 April, the Association of British Insurers (ABI) published best practice...more

4/28/2014 / Disclosure Requirements , Foreign Banks , Lock-Up Requirements , Transparency

EU Commission Proposes to Amend Shareholder Rights Directive

The proposal covers shareholder votes on remuneration policies and related party transactions and greater transparency obligations on certain market participants. The European Commission (EU Commission) recently...more

4/15/2014 / Asset Management , EU , Intermediaries , Market Participants , Proxy Advisors , Remuneration , Say-on-Pay , Shareholder Rights , Transparency

UK Financial Services Authority Releases Draft Handbooks for New Regulators

Handbooks for Financial Conduct Authority and Prudential Regulation Authority will replace FSA Handbook on 1 April. On 8 March, the UK Financial Services Authority (FSA) published draft handbooksfor the two new...more

3/12/2013 / Financial Conduct Authority (FCA) , Financial Services Authority , Handbooks , Listing Standards , Prospectus , Prudential Regulation Authority (PRA) , Transparency

4 Results

View per page

Page: of 1