In 2012, the SEC and FINRA continued their vigorous enforcement of the securities laws, rules, and regulations—with cases against broker-dealers, investment advisers, and investment companies accounting for 38% of the SEC...more
- Broker-Dealer Enforcement Actions FINRA Investment Adviser SEC
Rule lists criteria that lenders must consider in determining a prospective borrower has the ability to repay a loan and defines Dodd-Frank's concept of a "qualified mortgage."
On January 10, the Consumer Financial...more
- Ability-to-Repay Borrowers CFPB Dodd-Frank Lenders Loans Mortgages Qualified Mortgage Rule TILA
JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...
Learn More or Schedule a demo