There were a number of significant changes to the regulatory regime for commodity pool operators (CPOs) and commodity trading advisors (CTAs) in 2012. As a result of these changes, various types of collective investment...more
1/18/2013 - CFTC Commodities Commodity Pool CPO CTA Dodd-Frank Fund of Funds Investment Firms Swap Dealers Swaps
On December 4, 2012, the Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief from commodity pool operator (CPO) registration requirements for...more
12/6/2012 - CFTC Commodity Pool Dodd-Frank Investment Advisers Act of 1940 No-Action Relief Swaps
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