James Cain

Eversheds Sutherland (US) LLP

+ Follow Contact

Latest Posts › Investment Advisers Act of 1940

Share:

CFTC Issues No-Action Relief from Commodity Pool Operator Registration Requirements for Business Development Companies

On December 4, 2012, the Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief from commodity pool operator (CPO) registration requirements for...more

12/6/2012 / CFTC , Commodity Pool , Dodd-Frank , Investment Advisers Act of 1940 , No-Action Relief , Swaps

1 Results

View per page

Page: of 1

James Cain

Eversheds Sutherland (US) LLP

Popular Topics by This Author

Latest Posts › Investment Advisers Act of 1940

CFTC Issues No-Action Relief from Commodity Pool Operator Registration Requirements for Business Development Companies

"My best business intelligence, in one easy email…"