Jennifer Redmond

Jennifer Redmond

Sheppard Mullin Richter & Hampton LLP

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Ninth Circuit Holds that Federal Securities Laws Preempt California Labor Code's Ban on Forced Patronage at Brokerage Firms

In McDaniel v. Wells Fargo Investments, LLC, Nos. 11-17017, 11-55859, 11-55943, 11-55958, 2013 WL 1405949 (9th Cir. Apr. 9, 2013), the United States Court of Appeals for the Ninth Circuit affirmed the dismissal of four class...more

5/10/2013  /  Broker-Dealer , Brokers , Coerced Patronage , Insider Trading , Preemption , Securities and Exchange Commission (SEC)
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