Jessica Zaiger

Polsinelli

+ Follow Contact

Latest Posts › Disclosure Requirements

Share:

The Applicability of Anti-Fraud Rules to Certain Statements and Information made by Obligated Persons of Municipal Securities – A...

On February 7, 2020, the Securities and Exchange Commission’s (the “SEC”) Office of Municipal Securities released its Legal Bulletin No. 21 (the “Bulletin”) regarding the applicability of the anti-fraud provisions of the...more

2/14/2020 / Anti-Fraud Provisions , Disclosure Requirements , Investment Opportunities , Municipal Securities Issuers , Municipal Securities Market , Offerings , Secondary Markets , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Proposes Significant Alterations for Financial Obligation Disclosures for Governmental Issuers and Certain Nonprofit...

The Securities and Exchange Commission (the "SEC") recently sent a clear message to participants in the municipal markets: it intends to require a greater level of disclosure, and more timely disclosure, regarding an...more

3/22/2017 / Comment Period , Default , Disclosure Requirements , Municipal Securities Market , Proposed Amendments , Rule 15c2-12 , Securities and Exchange Commission (SEC)

Finding the Time: SEC Announces Deadline Extension for MCDC Initiative

Since 1995, the SEC’s Rule 15c-12 has, subject to a few exceptions, required the “post issuance” delivery of certain annual financial and operating information from parties that are obligated to provide for the repayment of...more

8/26/2014 / Deadlines , Disclosure Requirements , MCDC , Municipal Bonds , Securities and Exchange Commission (SEC)

3 Results

View per page

Page: of 1