Latest Publications

Share:

Citing Concepcion, FINRA Panel OKs Class Action Waivers in Broker-Dealer Customer Arbitration Agreements

A Financial Industry Regulatory Authority (“FINRA”) hearing panel held that FINRA’s own rules prohibiting judicial class action waivers in broker-dealer customer arbitration agreements are preempted by the Federal Arbitration...more

2/28/2013 - Arbitration Arbitration Agreements AT&T Mobility v Concepcion Broker-Dealer Class Action Class Action Arbitration Waivers FINRA Securities

Recent Maverick Ruling in CA Appellate Court Finds Concepcion Does Not Overrule Gentry

Although the U.S. Supreme Court in AT&T Mobility LLC v. Concepcion found that the Federal Arbitration Act preempted California’s Discover Bank rule, which invalidated class action waivers in arbitration agreements in consumer...more

12/5/2012 - Arbitration Agreements Class Action Arbitration Waivers Contract of Adhesion Preemption Split of Authority

2 Results
|
View per page
Page: of 1