Jonathan Richman

Jonathan Richman

Proskauer Rose LLP

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Second Circuit Narrows Reach of Federal Securities Laws as to Foreign Securities Transactions

On May 6, 2014, the U.S. Court of Appeals for the Second Circuit issued a decision clarifying the applicability of the anti-fraud provisions of the Securities Exchange Act of 1934 to transactions in foreign securities. The...more

5/7/2014  /  Appeals , Extraterritoriality Rules , Foreign Equity Securities , Foreign Exchanges , NYSE , Securities and Exchange Commission (SEC) , Securities Fraud , UBS
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