Julia Corelli

Julia Corelli

Pepper Hamilton LLP

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Latest Posts › Disclosure Requirements


Crowdfunding Regulations

On October 30, 2015, the Securities and Exchange Commission (SEC) adopted final crowdfunding rules. More than two years after the publication of the proposed crowdfunding rules, the SEC approved regulations that permit...more

11/4/2015 - Blue Sky Laws Broker-Dealer Capital Raising Compliance Crowdfunding Disclosure Requirements EDGAR Federal Register Financial Institutions FINRA Initial Public Offerings Investment Investors IPO JOBS Act Regulation D Reporting Requirements Rule 506 Offerings SEC Securities Act of 1933

The EU’s Alternative Investment Fund Managers Directive: Marketing Impact On Non-European Fund Managers

Alternative investment fund managers based outside the European Economic Area (EEA) who wish to market their alternative investment funds (AIFs) to European investors are rightly concerned about additional restrictions and...more

9/5/2013 - AIFM AIFMD Compliance Disclosure Requirements EU Financial Conduct Authority (FCA) Fund Managers Marketing Penalties Private Placements

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