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SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain Investment Advisers

On May 13, 2024, the Securities and Exchange Commission (SEC) and the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) proposed rules (CIP Rules) that would impose customer identification...more

FinCEN Proposes AML/CFT Rules for Investment Advisers

On February 13, 2024, the U.S. Treasury Financial Crimes Enforcement Network (FinCEN) issued a Notice of Proposed Rulemaking regarding a new proposed rule that would require certain investment advisers to apply anti-money...more

CFPB Proposes to Level the Playing Field With “Big Tech”

In an effort it describes as intended to help “level the playing field” between banks and nonbank consumer financial service providers that are sometimes characterized as “Big Tech”, the Consumer Financial Protection Bureau...more

RWI Market Turning to Unlikely Industries for New Deals: Health Care RWI Terms & Conditions Improving

Representations and Warranties Insurance (RWI) has increasingly become a tool employed by both Buyers and Sellers to shift away from the traditional indemnification model of escrows or other mechanisms that could tie up...more

More good news for depositors of Silicon Valley Bank and Signature Bank

Here is the latest regarding the former Silicon Valley Bank of Santa Clara, California (“SVB”) and Signature Bank of New York, NY (“SB”) as of Monday, March 13, 2023 according to the FDIC and other regulators. We expect to...more

Some Good News for Depositors of Silicon Valley Bank and Signature Bank

Here is the latest regarding Silicon Valley Bank (“SVB”) and Signature Bank as of Sunday, March 12th according to the FDIC. We expect to learn more by COB Monday, March 13th...more

CFPB guidance on pay-to-pay fees impacts consumer loan agreements

Consumer debt collectors may not be permitted to charge consumers “convenience fees” for card payments, which the Consumer Financial Protection Board (the “CFPB”) calls “pay-to-pay” fees, unless the underlying loan agreement...more

OCC Provides a Path for FinTech Charters

On July 31, 2018, the OCC announced that it had finalized parameters for its new limited-purpose financial technology national bank charter and is ready to begin taking applications. This release follows several years of...more

GDPR Considerations for Community Banks

The May 25, 2018, compliance effective date of the EU’s General Data Protection Regulation (GDPR) is just weeks away, and many U.S.-based companies have at least by now taken stock of their EU customer base and operations,...more

Why Your Board Should Stop Approving Individual Loans

In this the new era of banking, our clients are continually looking for ways to enhance efficiency and effectiveness at all levels of their organizations. This line of thinking has led to the revolution of the bank branch and...more

Frenemies: Gaining Efficiency Through Shared Services [Audio]

Bryan Cave colleagues Ken Achenbach and Sean Christy join Jonathan and me on this episode of The Bank Account to examine the ability of banks to gain efficiency through shared services. Throughout the business environment,...more

Regulators Tackle Board Effectiveness and Overdrafts [Audio]

Host Jonathan Hightower is joined by Ken Achenbach to discuss this week's proposed guidance from the Federal Reserve on the effectiveness of bank boards. In addition, at the outset of the episode Jonathan and Ken reviewed...more

Counter-Cyclical Thoughts About D&O Insurance

It can be a challenge, when economic times are relatively good, to take time away from thinking about new opportunities to discuss topics like D&O insurance. Even though I am biased, I’ll admit that, in those times,...more

Convenience vs. Compliance: Behavior-Driven Marketing of Credit Products [Audio]

Bryan Cave’s Ken Achenbach joins hosts Jonathan Hightower and Rob Klingler to discuss the data-driven marketing of credit products by financial services companies....more

Georgia on My Mind: A Special GA Edition of The Bank Account [Audio]

Ken Achenbach and Crystal Homa, attorneys in Bryan Cave's Financial Services Corporate & Regulatory team, join hosts Jonathan Hightower and Rob Klingler to discuss the current proposed legislative changes for banks chartered...more

5/8/2017  /  Banking Sector , FDIC

The OCC's New Fintech Charter [Audio]

Jonathan and Rob are joined by Ken Achenbach today to discuss the OCC's announcement from December 2nd that opened the doors for special purpose national bank charters for fintech companies....more

5/8/2017

Data Dilemma [Audio]

On today's episode Jonathan Hightower and Ken Achenbach discuss the CFPB's recent data proposal and what it means for banks....more

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