The Securities and Exchange Commission (SEC) issued a report on April 2, 2013 concerning its investigation into the use of social media by public companies in the United States (Report). The Report confirms that a public...more
FINRA, the largest independent regulator for all securities firms doing business in the United States, has released a set of FAQs relating to its review of public securities offerings filed on its Public Offering Filing...more
- Conflicts of Interest Disclosure Requirements DPPs DRIPs Exemptions Filing Fees FINRA IPO Lock-Up Requirements Public Offering Filing System Public Offerings REIT Right of FIrst Refusal SEC Underwriting
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