Lawrence Frishman

Lawrence Frishman

Skadden, Arps, Slate, Meagher & Flom LLP

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"CFTC, SEC Issue Guidance on the Applicability of Certain Regulations to Family Offices"

In November and December 2014, the Commodity Futures Trading Commission (the “CFTC”) and Securities and Exchange Commission (“SEC”), respectively, issued guidance regarding the applicability of certain regulations to family...more

2/27/2015  /  CFTC , Commodity Trading Advisors (CTAs) , CPOs , Family Offices , New Guidance , No-Action Relief , Registration Requirement , Securities and Exchange Commission (SEC)
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