In a closely followed appeal, the United States Court of Appeals for the Second Circuit on December 10, 2014, delivered an important decision in United States v. Newman by vacating the insider trading convictions of two...more
Table of Contents -
I. Supreme Court Case Review (October 2012 Term)
II. Rule 10b-5 Cases
III. Investment Adviser and Hedge Fund Cases
IV. Settlements
V. Commodities and Futures Litigation and...more
7/31/2013
/ Amgen Inc. v Connecticut Retirement Plans ,
Comcast ,
Commodities ,
Enforcement Actions ,
Gabelli v SEC ,
Hedge Funds ,
Investment Adviser ,
Rule 10b-5 ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Litigation