If you’ve been involved in the funds industry, you will be well aware of the ever-increasing focus on anti-money laundering and “know your customer” requirements by national and supranational regulatory bodies alike. In...more
9/19/2017
/ Anti-Money Laundering ,
Beneficial Owner ,
Central Bank of Ireland ,
Customer Due Diligence (CDD) ,
Enforcement Actions ,
EU ,
Examination Priorities ,
Internal Reporting ,
Ireland ,
Legal Entities ,
Privately Held Corporations ,
Publicly-Traded Companies ,
Registration Requirement
The European Union (Markets in Financial Instruments) Regulations 2017 (S.I. 375/2017) (the “MiFID II Regulations”) were signed into law on 10 August 2017 and are now publicly available....more
The Department of Finance has issued its Feedback Statement on its public consultation on national discretions under MiFID II. The consultation dealt with the exercise of national discretions in relation to the implementation...more
7/19/2017
/ Department of Finance ,
EU ,
European Securities and Markets Authority (ESMA) ,
Foreign Investment Entities (FIEs) ,
Ireland ,
MiFID ,
MiFID II ,
MiFIR ,
Public Consultations ,
Safe Harbors ,
UCITS ,
UK