SEC/CORPORATE -
Federal Court Rules Investment Fund is 10 Percent Owner in Section 16 Case -
On August 20, a federal magistrate judge in the Eastern District of New York granted a motion for summary judgment in a...more
SEC/CORPORATE -
SEC Approves NYSE Amendments Regarding Notice Related to Dividends and Stock Distributions -
On August 14, the Securities and Exchange Commission approved a rule change which will now require New York...more
SEC/CORPORATE -
SEC Increases Registration Statement Filing Fees for Fiscal Year 2017 -
On August 31, the Securities and Exchange Commission announced that, effective October 1, the fees that public companies and...more
On August 27, the Securities and Exchange Commission announced that, effective October 1, the fees that public companies and other issuers pay to register their securities with the SEC will decrease from $116.20 per million...more
On August 29, the Securities and Exchange Commission announced that, effective October 1, the fees that public companies and other issuers pay to register their securities with the SEC will decrease from $128.80 per million...more
In this issue:
- SEC Decreases Registration Statement Filing Fees for Fiscal Year 2015
- SEC Adopts Regulation AB II
- US Banking Regulators Propose Margin Requirements for Uncleared Swaps
- CME...more