Matthew Kerfoot

Dechert LLP

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CFTC Approves Final Rule on Margin Requirements for Uncleared Swaps

The U.S. Commodity Futures Trading Commission (CFTC) approved on December 16 final rules (Final Rules) on margin requirements for over-the-counter uncleared swaps entered into by CFTC-registered swap dealers (SDs) and major...more

12/21/2015 / CFTC , Final Rules , Major Swap Participants , Margin Requirements , Over The Counter Derivatives (OTC) , Swap Dealers , Swaps , Uncleared Swaps

CFTC Issues Guidance on Block Trade and Large Notional Off-Facility Swap Rules; Advisers Must Obtain Consents

The U.S. Commodity Futures Trading Commission (“CFTC”) has issued final rules (“Final Rules”) setting minimum block trade sizes for different types of CFTC regulated swaps that are permitted to be executed off-facility and...more

9/10/2013 / Block Trades , CFTC , Disclosure Requirements , Dodd-Frank , Final Rules , Investment Adviser , Swap Dealers , Swaps

SEC Adopts Retail Foreign Exchange Rule in Order to Prevent Dodd-Frank Amendment from Disrupting the Retail Forex Markets

The U.S. Securities and Exchange Commission (“SEC”) on July 11, 2013 adopted Rule 15b12-1 (“Final Rule”) under the Securities Exchange Act of 1934 as amended (“Exchange Act”) in order to allow market participants to continue...more

8/5/2013 / Commodity Exchange Act (CEA) , Disruptive Trading Practices , Dodd-Frank , Eligible Contract Participant , Final Rules , Foreign Exchanges , Retail Market , Securities and Exchange Commission (SEC)

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